| 12-00936 | 11/29/2012 | Claimant(s): Fariba Madison
Claimant Lawyers(s): Steve A. Buchwalter
Respondent(s): Rita Kennann
Respondent Lawyers(s): Arline P. Vezina
Arbitrator(s): A. Joel Klein, Joyce L. Hurley, Karen A. Lockwood
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-03337 | 08/06/2012 | Claimant(s): Matthias Hong
Claimant Lawyers(s): Matthias Hong
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Bradford Jacobowitz
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
|  | $163 |
| 11-00110 | 10/25/2011 | Claimant(s): Jane Galvan, Jane Galvan Trust
Claimant Lawyers(s): Donald L. Saltzman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Barton Wayne Cox
Arbitrator(s): Madeleine Kleinman, Joyce L. Hurley, Kevin Joseph Pilon
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-01028 | 10/17/2011 | Claimant(s): Jason Guehl
Claimant Lawyers(s): Jason Robert Guehl
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Vaughn Thomas Hale, Joyce L. Hurley, Daniel David Kopman
Hearing Site: Los Angeles, CA
| | |
| 10-00722 | 08/02/2011 | Claimant(s): Antonio Calderon
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Michael Dean, Joyce L. Hurley, Nancy Jo Schwantes
Hearing Site: Las Vegas, NV
| | Expungement |
| 10-01546 | 07/05/2011 | Claimant(s): Susan Inbar-Grecco, Susan Inbar-Grecco Trust dtd 9/13/1989
Claimant Lawyers(s): Jared R. B. Hutton
Respondent(s): Jose Lamas, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kenneth C. Mennemeier
Arbitrator(s): Michael R. Mitchell, Joyce L. Hurley, Marvin B. Karelitz
Hearing Site: Los Angeles, CA
| | $0 |
| 09-05576 | 11/02/2010 | Claimant(s): Shuck Limited Partnership, Shuck Family Trust dtd 5/24/05
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): James Losey, Royal Alliance Associates., Wealthcare Alliance.
Respondent Lawyers(s): G. Thomas Fleming, III
Arbitrator(s): Audrey H. Ruben, Joyce L. Hurley, Richard William DeWeese
Hearing Site: Los Angeles, CA
| | Expungement |
| 08-00949 | 10/28/2009 | Claimant(s): Angela Chan
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Douglas Frederick, Stephanie Chooi
Respondent Lawyers(s): Douglas Glen Frederick, Stephanie Pey Chooi
Arbitrator(s): Joyce L. Hurley, James Belk, James H. De Meules
Hearing Site: Los Angeles, CA
| | $18,678 |
| 08-02768 | 08/11/2009 | Claimant(s): Mark Rossel
Claimant Lawyers(s): Erwin J. Shustak
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patricia Tsipras
Arbitrator(s): Joyce L. Hurley, Joseph C. Watson, Russell T. Doe
Hearing Site: Los Angeles, CA
| | |
