Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03184 | 06/03/2021 | Claimant(s): William Fox Claimant Lawyers(s): Robert Moses Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-03244 | 05/25/2021 | Claimant(s): Robert Crothers Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Lise Gabrielle Hunter Hearing Site: New York, NY | ||
| 20-03202 | 05/24/2021 | Claimant(s): Chi-Hong Chu Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Marvin L. Schuldiner Hearing Site: Jersey City, NJ | ||
| 20-03157 | 04/23/2021 | Claimant(s): Jimmy Kuhn Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | ||
| 20-02967 | 04/06/2021 | Claimant(s): James Young Claimant Lawyers(s): Robert Moses Respondent(s): Hightower Securities Respondent Lawyers(s): Meghan E. Flinn Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO | ||
| 20-02097 | 12/24/2020 | Claimant(s): Thomas Perry Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Philip J. Glick Hearing Site: Indianapolis, IN | ||
| 20-01545 | 10/30/2020 | Claimant(s): Daniel Kautz Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Tracy L. Allen Hearing Site: Buffalo, NY | ||
| 19-00940 | 09/17/2019 | Claimant(s): Andrew Corrigan Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Services Respondent Lawyers(s): Frank A. Tauches Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY | ||
| 18-02958 | 03/15/2019 | Claimant(s): Chi-Hong Chu Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Services, Respondent Lawyers(s): Frank A. Tauches Arbitrator(s): Patrick R. Westerkamp Hearing Site: Newark, NJ | ||
| 18-02538 | 02/08/2019 | Claimant(s): George Elkin Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Services, Respondent Lawyers(s): Frank A. Tauches Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY |