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FINRA Awards for Equitable Advisors

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Displaying 31-40 out of 44 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0126412/22/2021Claimant(s): Anthony Arch
Claimant Lawyers(s): Brian Luther
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Ana R. Hartman
Arbitrator(s): Kenneth Paul Strongman
Hearing Site: San Francisco, CA
21-0135812/08/2021Claimant(s): Douglas Eaton
Claimant Lawyers(s): Michael Bessette
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Patricia Kathleen Costello
Hearing Site: New York, NY
21-0085008/30/2021Claimant(s): Rachel Comfort
Claimant Lawyers(s): Zachary S. Morse
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael . J Biondi
Arbitrator(s): Donald N. Tolin
Hearing Site: Denver, CO
20-0283105/26/2021Claimant(s): Robert Amoruso
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Johan E. Tatoy
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
20-0345304/30/2021Claimant(s): Equitable Advisors, Equitable Network
Claimant Lawyers(s): Amanda Sotak
Respondent(s): Dewayne Roberts
Respondent Lawyers(s): Dewayne Keith Roberts
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
20-0137003/18/2021Claimant(s): Stephen Webb
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Clydia Jean Cuykendall
Hearing Site: Seattle, WA
20-0142503/17/2021Claimant(s): Adam Bishop
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Jane Ann McKenzie
Hearing Site: Seattle, WA
20-0243302/17/2021Claimant(s): Equitable Advisors, Equitable Network
Claimant Lawyers(s): Raha Assadi
Respondent(s): Michael Gopie
Respondent Lawyers(s): Michael P. Gopie
Arbitrator(s): Steven Gary Leventhal
Hearing Site: New York, NY
20-0339302/02/2021Claimant(s): Equitable Advisors, Equitable Network
Claimant Lawyers(s): Raha Assadi
Respondent(s): Patrick Carberry
Respondent Lawyers(s): John F. O'Riordan
Arbitrator(s): John F. Burns
Hearing Site: Philadelphia, PA
20-0222901/28/2021Claimant(s): Joseph Dimauro
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Ira A. Auerbach
Hearing Site: New York, NY

44 Results

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