| 16-01719 | 08/17/2017 | Claimant(s): Angeles Gonzalez, Eduardo Molinari, EMAS S.E., EMCO Construction, Eduardo Molinari & Associates, WARG, INC.
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Guillermo J. Bobonis, Matthew E. Wolper
Arbitrator(s): James Edward Seale, Donald Ervin Cope, Bernard Travis Holmes
Hearing Site: San Juan, PR
|  | Expungement |
| 13-03262 | 03/17/2016 | Claimant(s): Manuel Batlle, Cabat Company
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): Randy R. Freedman, Robert G. Falbisaner, Alberto G. Estrella
Hearing Site: San Juan, PR
| | Stipulated Award and Expungement |
| 14-02683 | 12/24/2015 | Claimant(s): Ricardo Chipi
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Brad Konstandt, Roberto C. Quinones
Arbitrator(s): Gregory D. Hoffmann, James P. Kinkade, Ivy Robin Ginsberg
Hearing Site: San Juan, PR
| | $795,770 |
| 12-02198 | 04/29/2014 | Claimant(s): Thomas Nelson
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melanie Ronen
Arbitrator(s): Diane M. Perry, Robert Zelinka, Stephen Kahane
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-00790 | 09/25/2013 | Claimant(s): Amira Kuri, Mariano Gonzalezoracion Industrial Gargonz SA DE CV
Claimant Lawyers(s): Matthew L. Jones
Respondent(s): Atlas One Financial Group
Respondent Lawyers(s): Lloyd R. Schwed
Arbitrator(s): Joseph L. Bernstein, Nancy J. Cliff, Gerald Silverman
Hearing Site: Miami, FL
| | $73,764 |
| 12-04256 | 06/10/2013 | Claimant(s): Richard Clawges
Claimant Lawyers(s): David Neuman
Respondent(s): Raymond Filorimo, Intervest International Equities Corp
Respondent Lawyers(s): Lloyd R. Schwed
Arbitrator(s): A. George Saks, Kimberly A. Gilmour, Robin Shenkin-Tepper
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12206 |
| 08-00492 | 09/15/2008 | Claimant(s): Santander Securities Corporation
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): Juan Maldonado
Respondent Lawyers(s): Juan Javier Maldonado
Arbitrator(s): Daniel H. Yaffe
Hearing Site: San Juan, PR
| | |
