22-01232 | 04/20/2023 | Claimant(s): Diogo Cavalcanti Claimant Lawyers(s): Zachary Morse Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Gloria O. North Hearing Site: Boca Raton, FL
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22-01169 | 12/15/2022 | Claimant(s): Justin Apakian Claimant Lawyers(s): Zachary Morse Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Monica I. Salis Hearing Site: Boca Raton, FL
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22-00768 | 11/29/2022 | Claimant(s): Fernando Panizzutti Claimant Lawyers(s): Jonathan E Neuman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Christopher J. Klein, Ronald David Katz, Richard William Barry Hearing Site: Boca Raton, FL
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20-02360 | 07/05/2022 | Claimant(s): Alicia Barboza Urdaneta, Andreina Barboza Urdaneta, Neira Urdaneta De Barboza, Roberto Barboza Urdaneta Claimant Lawyers(s): Andres Gamardo Respondent(s): Wells Fargo Clearing Services, Jorge De Apodaca Respondent Lawyers(s): Jeffery D. Rodgers, Michael Arias Arbitrator(s): Michael Lau, Kevin A. Llinas, Richard S. Herman Hearing Site: Boca Raton, FL
| | Expungement |
21-02785 | 06/10/2022 | Claimant(s): Christopher Sivley Claimant Lawyers(s): Brian Luther Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Mitchel Weiss Hearing Site: Jacksonville, FL
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22-00146 | 05/24/2022 | Claimant(s): Robert Rockefeller Claimant Lawyers(s): Robert Rockefeller Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ
| | $125 |
21-01440 | 03/23/2022 | Claimant(s): Justin Hoyt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Chase Investment Services Corp., Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers, Neal S. Robb Arbitrator(s): Benjamin F. Breslauer Hearing Site: Phoenix, AZ
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21-02253 | 03/04/2022 | Claimant(s): Almaz Tesfamariam Claimant Lawyers(s): Almaz Tesfamariam Respondent(s): John Lavalle, William Auriemma, Wells Fargo Clearing Services, Llc Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): David Paul Clark Hearing Site: Washington, DC
| | $0 |
18-04033 | 11/17/2021 | Claimant(s): Aron Tessler, Naomi Tessler, Tessler Associates LLC, Aron & Ritchel Zichron Kdoshim Loan Fund Claimant Lawyers(s): Seth Lipner Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Keely D. Parr, Paul C. Tang, Gerald M. Levine Hearing Site: New York, NY
| | $0 |
21-01255 | 10/06/2021 | Claimant(s): Catherine Davis, Catherine C. Davis Trust Claimant Lawyers(s): Catherine C. Davis Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN
| | $43,296 |