FINRA Awards for NewBridge Securities Corp.

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Displaying 31-38 out of 38 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-00698	01/03/2017	Claimant(s): NewBridge Securities Corp. Claimant Lawyers(s): Gregg J. Breibart Respondent(s): Bryan Lubitz Respondent Lawyers(s): Joseph F. Keenan Arbitrator(s): Steven R. Reininger Hearing Site: Boca Raton, FL
16-02387	12/07/2016	Claimant(s): NewBridge Securities Corp. Claimant Lawyers(s): Gregg J. Breitbart Respondent(s): Patrick Bray Respondent Lawyers(s): Patrick Ryan Bray Arbitrator(s): Steven R. Reininger Hearing Site: Boca Raton, FL
11-04209	02/22/2013	Claimant(s): Edward Schell Claimant Lawyers(s): Lars K. Soreide Respondent(s): NewBridge Securities Corp., Robert Macnamee Respondent Lawyers(s): Gregg Breitbart Arbitrator(s): Doris J. Dabrowski Hearing Site: Philadelphia, PA		Expungement
10-03698	12/14/2011	Claimant(s): James Heiser, Joan Heiser Claimant Lawyers(s): James H. West Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg Breitbart Arbitrator(s): Donald R. Giacomelli, June White Dillard, Brenda J. Stovall Hearing Site: Baltimore, MD		$116,967
10-00470	09/14/2011	Claimant(s): Muriel Egan Claimant Lawyers(s): Robert Wayne Pearce Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Rose M. Schindler Arbitrator(s): Ronald F. Rohe, Charles Hoffman, Carl Shechter Hearing Site: Boca Raton, FL		Stipulated Award
10-02002	08/23/2011	Claimant(s): Deborah M. Menten Revocable Trust Claimant Lawyers(s): Robert Wayne Pearce Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Rose M. Schindler Arbitrator(s): Howard N. Kahn, Richard S. Zaifert, Dale H. Van Scoyk Hearing Site: Boca Raton, FL		Stipulated Award
10-02021	08/08/2011	Claimant(s): William Neidner, Margaret L. Neidner Trust DTD 6/25/84 Claimant Lawyers(s): Robert Wayne Pearce Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Rose M. Schindler Arbitrator(s): Harold S. Stern, Nikola Bjelajac, Marvin John Cashion Hearing Site: Boca Raton, FL		Stipulated Award
10-03576	01/19/2011	Claimant(s): NewBridge Securities Corp. Claimant Lawyers(s): Michael S. Colombo Respondent(s): Russell Dolly Respondent Lawyers(s): Russell Dolly Arbitrator(s): Bonnie A. Pearce Hearing Site: Ft. Lauderdale, FL