11-03819 | 03/04/2013 | Claimant(s): Margaret Tomkiewicz, Estate of Walter J. Tomkiewicz, Walter J. Tomkiewicz Trust Claimant Lawyers(s): Gary S. Matsko Respondent(s): Jon Piwowarczyk Respondent Lawyers(s): Jon Edward Piwowarczyk Arbitrator(s): Colette Manoil, B. J. Krintzman, Gene M. Bauer Hearing Site: Boston, MA
| | $445,861 |
12-02540 | 11/16/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Jonathan Berg Respondent(s): Zhe Li Respondent Lawyers(s): Zhe Li Arbitrator(s): B. J. Krintzman Hearing Site: Boston, MA
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11-01278 | 09/26/2012 | Claimant(s): Annette Mancini, Dominic Mancini Claimant Lawyers(s): Lars K. Soreide Respondent(s): Harvest Capital LLC Respondent Lawyers(s): Richard N. Freeth Arbitrator(s): Howard I. Wilgoren, B. J. Krintzman, Thomas C. Tretter Hearing Site: Boston, MA
| | $158,250 |
12-02054 | 07/18/2012 | Claimant(s): Brian Fitol, David Evans, Theresa Fitol Claimant Lawyers(s): Robert V. Cornish Respondent(s): James Rapuano Respondent Lawyers(s): James Michael Rapuano Arbitrator(s): B. J. Krintzman Hearing Site: Hartford, CT
| | $70,000 |
10-01869 | 05/04/2012 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Lauren R. Fox Respondent(s): Stephen Cote Respondent Lawyers(s): Stephen M. Cote Arbitrator(s): B. J. Krintzman Hearing Site: Boston, MA
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11-02600 | 01/05/2012 | Claimant(s): Gerald Paquette Claimant Lawyers(s): Thomas P. Wilcutts Respondent(s): LPL Financial LLC Respondent Lawyers(s): Peter W. Gilles Arbitrator(s): B. J. Krintzman, David B. Beizer, John Thomas Shaban Hearing Site: Hartford, CT
| | Expungement |
10-02394 | 06/22/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Michael S. Colombo Respondent(s): David Matthews Respondent Lawyers(s): David Dimuccio Matthews Arbitrator(s): B. J. Krintzman Hearing Site: Boston, MA
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09-01276 | 05/25/2011 | Claimant(s): Vito Vitone Claimant Lawyers(s): William M. Kolb Respondent(s): Ian Gerrior, Kevin Beaulieu, Richard Beaulieu, Signator Investors. Respondent Lawyers(s): Michael J. Murphy, Sara E. Sweeney, Sheri L Pizzi Arbitrator(s): B. J. Krintzman, Laura M. Nelson, Paul A. Auerbach Hearing Site: Providence, RI
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10-00521 | 04/08/2011 | Claimant(s): The City of Burlington, Vermont Claimant Lawyers(s): Jerome Schlichter Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Bradford D. Kaufman Arbitrator(s): Ronald L. Cheney, B. J. Krintzman, Guy T. Mango Hearing Site: Montpelier, VT
| | Expungement |
09-04338 | 03/10/2011 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Charles M. Dalziel Respondent(s): Diana Swan Respondent Lawyers(s): Thomas R. Mason Arbitrator(s): Stephen Z. Frank, B. J. Krintzman, John H. Foster Hearing Site: Boston, MA
| | $0 |