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FINRA Awards for Vermont

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0052104/08/2011Claimant(s): The City of Burlington, Vermont
Claimant Lawyers(s): Jerome Schlichter
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Bradford D. Kaufman
Arbitrator(s): Ronald L. Cheney, B. J. Krintzman, Guy T. Mango
Hearing Site: Montpelier, VT
Checkmark IconExpungement

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