| 18-03277 | 06/12/2019 | Claimant(s): PFS Investments Inc.
Claimant Lawyers(s): Stephen D. Councill
Respondent(s): Nancy De Leeuw, Perry De Leeuw
Respondent Lawyers(s): Nancy Elaine De Leeuw, Perry De Leeuw
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
| | |
| 18-01937 | 03/20/2019 | Claimant(s): John Coyle
Claimant Lawyers(s): Clint A. Corrie
Respondent(s): Hilltop Securities Inc.
Respondent Lawyers(s): Jonathan Neerman
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
| | |
| 17-01116 | 06/29/2018 | Claimant(s): Wavecrest Securities LLC
Claimant Lawyers(s): Amy Conners
Respondent(s): Charles Constant
Respondent Lawyers(s): John P. Kincade
Arbitrator(s): William Cavalier, Edward J. Lynch, Eric Ross Cromartie
Hearing Site: Dallas, TX
| | |
| 18-00454 | 06/20/2018 | Claimant(s): Ira Kravitz
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas Lin
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
| | |
| 17-03119 | 01/05/2018 | Claimant(s): Michael C. Seamands
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
| | |
| 17-01458 | 11/17/2017 | Claimant(s): Brett Hart
Claimant Lawyers(s): Joshua Kons
Respondent(s): James Pecoraro
Respondent Lawyers(s): Michael Utilla
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
|  | Expungement |
| 16-03444 | 06/13/2017 | Claimant(s): Robert Packer
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): Susan Beyer, Vernon Beyer, The Beyer 2014 Trust, The VEB Trust, The Vernon Beyer Descendant Trust
Respondent Lawyers(s): John L. Dagley
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
| | Expungement |
| 16-02701 | 02/01/2017 | Claimant(s): Michael Magruder
Claimant Lawyers(s): David E. Robbins
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Dineo Coleman Gary, Eric Ross Cromartie, Douglas Ken Rudley
Hearing Site: Dallas, TX
| | |
| 14-02286 | 03/18/2016 | Claimant(s): Carol Craig
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Southwest Securities., John Coyle
Respondent Lawyers(s): Clint A. Corrie
Arbitrator(s): Robert J. Gregory, Gerald Ray Waterston, Eric Ross Cromartie
Hearing Site: Dallas, TX
| | $2,500 |
| 15-00392 | 10/05/2015 | Claimant(s): Michael Magruder
Claimant Lawyers(s): David E. Robbins
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Ann Blaess Kimball, Stephen Ronald Crissey, Eric Ross Cromartie
Hearing Site: Dallas, TX
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