| 10-04642 | 07/07/2011 | Claimant(s): Frank Taylor
Claimant Lawyers(s): F Chet Taylor
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Alise Johnson Henry
Arbitrator(s): Mark A. Myers, Eric Spencer Buchanan, Patricia Best Vital
Hearing Site: Memphis, TN
|  | $357,103 |
| 10-01885 | 06/10/2011 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): David Smith
Respondent(s): Richard Lewie
Respondent Lawyers(s): Richard K. Lewie
Arbitrator(s): Mark A. Myers
Hearing Site: Dallas, TX
| | |
| 10-04368 | 02/03/2011 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Barry S. Gold
Respondent(s): John Stroud
Respondent Lawyers(s): John David Stroud
Arbitrator(s): Mark A. Myers
Hearing Site: Atlanta, GA
| | |
| 09-05790 | 12/22/2010 | Claimant(s): Global Wealth Care Group, L.L.C.
Claimant Lawyers(s): Bruce V. Schewe
Respondent(s): Craig Babineaux
Respondent Lawyers(s): Paul J. Hebert
Arbitrator(s): Mark A. Myers, John C. Anjier, David Walton Earle
Hearing Site: New Orleans, LA
| | |
| 07-01716 | 11/12/2010 | Claimant(s): Bill Allen, Chester Goff, Clyde Moseley, James Franovich, James Gully, Jimmie Gammage, Jimmy Schafer, John Rogers, Larry Hammonds, Raymon Beckham, Reed Bond, Richard Bosarge, Wilson Miller
Claimant Lawyers(s): Mack A. Bethea
Respondent(s): Wachovia Securities, Prudential Equity Group
Respondent Lawyers(s): Retta A. Miller
Arbitrator(s): George A. Sawyer, Mark A. Myers, Cynthia Lee Traina
Hearing Site: Jackson, MS
| | $2,079,300 |
| 07-01704 | 10/26/2010 | Claimant(s): Andrew Elly, James Snow, Rayford Dunnam
Claimant Lawyers(s): Mack A. Bethea
Respondent(s): Prudential Equity Group, William Brownell
Respondent Lawyers(s): Retta A. Miller
Arbitrator(s): Kendall P. Hill, Mark A. Myers, Robert Thomas Killelea
Hearing Site: Jackson, MS
| | $656,000 |
| 10-00872 | 07/14/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mary Jo Cantu
Respondent(s): Victor Bailey
Respondent Lawyers(s): Victor Bailey
Arbitrator(s): Mark A. Myers
Hearing Site: Houston, TX
| | |
| 09-02596 | 07/12/2010 | Claimant(s): Tommy Sausley
Claimant Lawyers(s): Tommy N. Sausley
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Thomas D. Cordell
Arbitrator(s): Philip I. McConnell, Mark A. Myers, Michele N. O'Brien
Hearing Site: Houston, TX
| | |
| 09-05792 | 06/21/2010 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Frank Yeilding
Respondent Lawyers(s): Frank A. Yeilding
Arbitrator(s): Mark A. Myers
Hearing Site: Birmingham, AL
| | |
| 09-06945 | 05/28/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): James Henry
Respondent Lawyers(s): Phillip C. Green
Arbitrator(s): Mark A. Myers
Hearing Site: Little Rock, AR
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