FINRA Awards for Charles G. Michaels

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Displaying 41-48 out of 48 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-02986	07/02/2014	Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC Claimant Lawyers(s): Todd Ratner Respondent(s): Respondent Lawyers(s): Arbitrator(s): Charles G. Michaels Hearing Site: Denver, CO
11-01350	03/27/2014	Claimant(s): Morgan Stanley Claimant Lawyers(s): Jonathan Berg Respondent(s): Scott Lasser Respondent Lawyers(s): Steven M. Feder Arbitrator(s): Charles G. Michaels, William Louis Anthes, Robert H. Ottesen Hearing Site: Denver, CO
11-02325	08/30/2012	Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Timothy N. Will Respondent(s): Scott Trimbach Respondent Lawyers(s): Martin M. Berliner Arbitrator(s): Larry D. Hayden, Charles G. Michaels, Ronald L. Lantz Hearing Site: Denver, CO
11-03947	06/21/2012	Claimant(s): LPL Financial LLC Claimant Lawyers(s): Jeffrey K. Compton Respondent(s): Wendy Warren Respondent Lawyers(s): Wendy Collins Warren Arbitrator(s): Charles G. Michaels Hearing Site: Denver, CO
10-03431	11/17/2011	Claimant(s): Cara Pessel, Eric Pessel, Jason Pessel, David Pessel IRA, David Pessel Roth IRA, Eric Pessel IRA, Jason Pessel IRA, Jason Pessel Roth IRA, Rhona Pessel IRA, Rhona Pessel Roth IRA, Eric Pessel Trust Account, Sylvia Stiftel Trust Claimant Lawyers(s): Howard B. Prossnitz Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Jamie L. Berger Arbitrator(s): Charles G. Michaels, Thomas L. Dueber, Melissa Dawn Hubbard Hearing Site: Denver, CO		$41,855
10-01307	08/31/2011	Claimant(s): Morgan Stanley Claimant Lawyers(s): Lauren R. Fox Respondent(s): Garner Mabry, Todd Schwartz Respondent Lawyers(s): John E. MacDonald Arbitrator(s): Langdon T. Owen, Charles G. Michaels, William A. Stephenson Hearing Site: Denver, CO
08-01696	03/16/2009	Claimant(s): Cynthia Loughman, Philip Loughman Claimant Lawyers(s): Cynthia L. Loughman, Philip G. Loughman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Bruce W. Day Arbitrator(s): Donald W. Diones, Charles G. Michaels, Federico C. Alvarez Hearing Site: Denver, CO		$0
08-01259	12/31/2008	Claimant(s): Gary Nanos Claimant Lawyers(s): Bob Nanos Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Paula M. McmManus Arbitrator(s): Charles G. Michaels Hearing Site: Denver, CO		$1,922