Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-01417 | 12/24/2014 | Claimant(s): Donald E. Hoke and Jean N. Hoke Family T Claimant Lawyers(s): Clinton W. Marrs Respondent(s): NYLife Securities LLC Respondent Lawyers(s): R. E. Thompson Arbitrator(s): Donald W. Diones, James D. Knotter, Charles E. Riggs Hearing Site: Albuquerque, NM |  | Dismissed by Rule 12206 |
| 08-01696 | 03/16/2009 | Claimant(s): Cynthia Loughman, Philip Loughman Claimant Lawyers(s): Cynthia L. Loughman, Philip G. Loughman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Bruce W. Day Arbitrator(s): Donald W. Diones, Charles G. Michaels, Federico C. Alvarez Hearing Site: Denver, CO | | $0 |