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FINRA Awards for R. E. Thompson

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0141712/24/2014Claimant(s): Donald E. Hoke and Jean N. Hoke Family T
Claimant Lawyers(s): Clinton W. Marrs
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): R. E. Thompson
Arbitrator(s): Donald W. Diones, James D. Knotter, Charles E. Riggs
Hearing Site: Albuquerque, NM
Checkmark IconDismissed by Rule 12206

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