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FINRA Awards for Philip G. Loughman

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0169603/16/2009Claimant(s): Cynthia Loughman, Philip Loughman
Claimant Lawyers(s): Cynthia L. Loughman, Philip G. Loughman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bruce W. Day
Arbitrator(s): Donald W. Diones, Charles G. Michaels, Federico C. Alvarez
Hearing Site: Denver, CO
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