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FINRA Awards for Wendy Warren

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0394706/21/2012Claimant(s): LPL Financial LLC
Claimant Lawyers(s): Jeffrey K. Compton
Respondent(s): Wendy Warren
Respondent Lawyers(s): Wendy Collins Warren
Arbitrator(s): Charles G. Michaels
Hearing Site: Denver, CO

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