| 11-04058 | 09/11/2013 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Eric Cook, John Cate, Matthew Burton, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David J. Carr, Timothy K. Ryan, Todd J. Kaiser
Arbitrator(s): Paul Lansing, Mary Ellen Backer, F. Bradford Johnson
Hearing Site: Indianapolis, IN
| | |
| 12-02652 | 09/06/2013 | Claimant(s): Irene Resnick, U/A DTD 7/2/91 by Irene Resnick
Claimant Lawyers(s): Jeffrey Pederson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): James B. Eichberg
Hearing Site: Denver, CO
|  | Expungement |
| 12-01939 | 08/28/2013 | Claimant(s): Harold Blackwell
Claimant Lawyers(s): Robert W. Wilkins
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): H. Landis Wade
Arbitrator(s): Linda A. Allen, Susan L. Luck, Lisa Bass Morris
Hearing Site: Charlotte, NC
| | |
| 13-00721 | 08/28/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Ken S. Massey
Respondent(s): Michael Jilling
Respondent Lawyers(s): Michael Jilling
Arbitrator(s): Kelly M. Lonergan
Hearing Site: Providence, RI
| | |
| 13-00660 | 08/20/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Alexander J. Nassar
Respondent(s): Michael Turnyanszki
Respondent Lawyers(s): Michael J Turnyanszki
Arbitrator(s): Christine Moore, Moshe Cohen
Hearing Site: Albany, NY
| | |
| 11-00598 | 08/15/2013 | Claimant(s): Serge Nahas
Claimant Lawyers(s): Theodore G. Eppenstein
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): David Finnegan, Keely D. Parr, Linda J. Baer, Michael F. Spellman
Hearing Site: New York, NY
| | |
| 13-00662 | 07/30/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Joseph L Gordon
Respondent(s): Emilio Valdes
Respondent Lawyers(s): Emilio Javier Valdes
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
| | |
| 12-00152 | 07/26/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance
Claimant Lawyers(s): Jason K. Roberts
Respondent(s): Danford Meischen
Respondent Lawyers(s): J.B. Trey Henderson
Arbitrator(s): Daniel J. Pagnano, Nichole C. Ake, Clark Willis Richards
Hearing Site: Houston, TX
| | |
| 12-04349 | 07/26/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Joseph L. Gordon
Respondent(s): Lance Hubeny
Respondent Lawyers(s): Sarah Grimes
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
| | |
| 13-00185 | 07/26/2013 | Claimant(s): Nancy Bold
Claimant Lawyers(s): William B. Young
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
| | Expungement |
