| 16-02573 | 11/20/2017 | Claimant(s): Cheryl Coble
Claimant Lawyers(s): Robert K. Michael
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | |
| 16-01635 | 11/20/2017 | Claimant(s): Thomas DeBacco
Claimant Lawyers(s): Charles W. German
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer N. Lamirand
Arbitrator(s): Susan L. Walker, Steven Joseph Streen, Brett Coonrod
Hearing Site: Kansas City, MO
|  | $600 |
| 17-02195 | 11/17/2017 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Michael Grisaffi
Respondent Lawyers(s): Michael Anthony Grisaffi
Arbitrator(s): Maryanne M. Esser
Hearing Site: Houston, TX
| | |
| 17-01420 | 11/15/2017 | Claimant(s): Anthony Guinane
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | |
| 16-03709 | 11/14/2017 | Claimant(s): Jennifer Grant
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Janell M. Ahnert
Arbitrator(s): G. Maynard Green
Hearing Site: Birmingham, AL
| | |
| 17-00941 | 11/14/2017 | Claimant(s): Joseph Seidler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Randi P. Spallina
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
| | |
| 16-02395 | 11/09/2017 | Claimant(s): AMCAN Holdings., Card Realty Investments, Rich Realty.
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Mary Gail Gearns
Arbitrator(s): James W. Geiger, Joel F. Martineau, John B. Sochacki
Hearing Site: Boca Raton, FL
| | $37,916 |
| 17-00555 | 11/03/2017 | Claimant(s): J. Coghlan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Randi P. Spallina
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
| | |
| 17-01141 | 10/30/2017 | Claimant(s): Lawrence Catena
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Joseph H. Cerame
Hearing Site: Newark, NJ
| | |
| 17-00626 | 10/25/2017 | Claimant(s): Kevin Wilson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): David F. Barrett
Hearing Site: Little Rock, AR
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