| 05-01212 | 02/25/2008 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Michael J. Fortunato
Respondent(s): Charles Haraburda, Gregory Elinsky, Michael Botte
Respondent Lawyers(s): Michael J. Fortunato, Richard J. Puleo
Arbitrator(s): Louis H. Miron, Alan M. Schankel, Gregory Hunter Mathews
Hearing Site: Philadelphia, PA
| | |
| 04-04140 | 02/22/2008 | Claimant(s): Patricia McEvoy
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Gregory Wagner, Marcel Wagner, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe
Arbitrator(s): Jim Geiger, Fred Shinagel, Linda T. Pellegrino
Hearing Site: Newark, NJ
|  | Stipulated Award and Expungement |
| 07-00352 | 02/20/2008 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Crystal Steele
Respondent Lawyers(s): Crystal Steele
Arbitrator(s): Walton L. Huff, Leslie Bernard Jallans, Stacey L. Barnes
Hearing Site: Houston, TX
| | |
| 07-00121 | 02/04/2008 | Claimant(s): Erich Klein
Claimant Lawyers(s): Frederick J. Lanshe
Respondent(s): Douglas Woolley, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michael E. Olney
Arbitrator(s): Joseph L. Farrell
Hearing Site: Philadelphia, PA
| | $0 |
| 01-02943 | 01/29/2008 | Claimant(s): William Erickson
Claimant Lawyers(s): Mary B. Erickson
Respondent(s): David Komansky, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Terry E. Sanchez
Arbitrator(s): Michael D. Donahue, Charles A. Graham, Grace L. Heyne
Hearing Site: Los Angeles, CA
| | |
| 03-00077 | 01/29/2008 | Claimant(s): Barbara Gordon
Claimant Lawyers(s): Jakes Jordaan
Respondent(s): David Komansky, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel R. Sharp
Arbitrator(s): Thomas D. Nagle, Charles S. Chester
Hearing Site: Houston, TX
| | $0 |
| 06-04981 | 01/22/2008 | Claimant(s): Charmaine M. and Nathan F. Sherrill
Claimant Lawyers(s): Robert L. Rolnick
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): James R. Augustine, Stacey L. Barnes, Charles Leonard Smith
Hearing Site: Houston, TX
| | $2,000 |
| 07-01474 | 01/15/2008 | Claimant(s): Norman Schlesinger
Claimant Lawyers(s): Norman M. Schlesinger
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David E. Bamberger
Arbitrator(s): Lori Ann Romeo
Hearing Site: New York, NY
| | $213 |
| 07-00952 | 01/11/2008 | Claimant(s): Bella Darmon
Claimant Lawyers(s): John H. West
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Theodore P. Bell
Arbitrator(s): Albert D. Sturtevant
Hearing Site: Washington, DC
| | |
| 07-00758 | 01/07/2008 | Claimant(s): John Rendall
Claimant Lawyers(s): Michael W. Wile
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Charles A. Gall
Arbitrator(s): Douglas A. Barr, Barry H. Barnett, James W. Warren
Hearing Site: Albuquerque, NM
| | $0 |
