| 21-01984 | 10/14/2022 | Claimant(s): Alice Sundberg
Claimant Lawyers(s): W. D. Masterson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Christopher S. Koller
Arbitrator(s): John Kenneth Popham, James Ellis, John Martin Lynch
Hearing Site: Dallas, TX
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| 22-00143 | 09/28/2022 | Claimant(s): Nilos Sakellariou
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Glen Eagle Wealth
Respondent Lawyers(s): Andrew M. DeLucia, W. Preston Martin
Arbitrator(s): Thomas B. Corey
Hearing Site: Baltimore, MD
| | |
| 22-00445 | 09/02/2022 | Claimant(s): Christopher Farrell
Claimant Lawyers(s): Brian Luther
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Harrison Johnson
Hearing Site: New York, NY
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| 20-03717 | 08/19/2022 | Claimant(s): Greg Meyer
Claimant Lawyers(s): Noah Green
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Michael Harrison, Russell T. Doe, Kendall C. Reed
Hearing Site: Los Angeles, CA
|  | Expungement |
| 22-00063 | 08/16/2022 | Claimant(s): Steven Laporta
Claimant Lawyers(s): Brian Luther
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Lawrence W. Arness
Hearing Site: Chicago, IL
| | |
| 22-00051 | 08/03/2022 | Claimant(s): Steven Laporta
Claimant Lawyers(s): Brian Luther
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Philip J. Glick
Hearing Site: Chicago, IL
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| 20-03257 | 07/27/2022 | Claimant(s): Ashok Aiyappa, Varalakshmi Aiyappa
Claimant Lawyers(s): Ashok Aiyappa
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn B. Rockwood
Arbitrator(s): Mary E. Woytek, Karen L. Crump-Wilson, Jeffrey Axelrad
Hearing Site: Washington, DC
| | $0 |
| 22-00235 | 07/25/2022 | Claimant(s): Shawn Bivens
Claimant Lawyers(s): Christopher H Tovar
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Andrew M. DeLucia
Arbitrator(s): G. Maynard Green, Jude A Smith, Christopher Allen
Hearing Site: Houston, TX
| | |
| 21-02586 | 07/21/2022 | Claimant(s): Christopher Tooker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Donald N. Tolin
Hearing Site: Omaha, NE
| | |
| 21-00748 | 07/19/2022 | Claimant(s): Darius Ghoddoussi
Claimant Lawyers(s): William A. Kinsel
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer Tomsen
Arbitrator(s): Elwood C. Avery, Scott D. Rash, Joseph L. Carman
Hearing Site: Seattle, WA
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