Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00374 | 06/18/2021 | Claimant(s): David White Claimant Lawyers(s): David White Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Karl A. Vogeler Hearing Site: Jackson, MS |  | $31,735 |
| 20-04161 | 04/20/2021 | Claimant(s): Xiaohan Qin Claimant Lawyers(s): Xiaohan Qin Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): James A. Parker Hearing Site: Houston, TX | | $87 |
| 20-03492 | 04/16/2021 | Claimant(s): Luke Chimes Claimant Lawyers(s): Taylor E. Darcy Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Thomas E Shuck Hearing Site: San Diego, CA | | $375 |
| 20-03832 | 03/08/2021 | Claimant(s): Jeffrey Sadur Claimant Lawyers(s): Jeffrey R. Sadur Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL | | $0 |
| 19-02564 | 02/04/2021 | Claimant(s): Shaheen Aulakh Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Matthew Stephen Duchesne Hearing Site: Washington, DC | | $0 |
| 19-02998 | 10/14/2020 | Claimant(s): Teresa Valdez, Teresa Valdez IRA Claimant Lawyers(s): Gary Mark Brewer Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Ryan S. Lean Arbitrator(s): Alan Stamm, Susan B. Gans-Smith, Daniel A. Seiver Hearing Site: Los Angeles, CA | | Dismissed by Rule 12206/12504 |
| 19-01551 | 09/15/2020 | Claimant(s): Hilary L. Shane Revocable Trust Claimant Lawyers(s): Jo Ann Palchak Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Seth L. Finkel, Renaldy Jose Gutierrez, John B. Sochacki Hearing Site: Boca Raton, FL | | Settlement |
| 20-01224 | 09/11/2020 | Claimant(s): Chester Kuong Claimant Lawyers(s): Chester Kuong Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Herb Schwartz Hearing Site: San Francisco, CA | | $125 |
| 18-03464 | 09/01/2020 | Claimant(s): Paul Valencia Claimant Lawyers(s): Dochtor Kennedy Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Jennifer W. Persico Arbitrator(s): Lita S Menkin, Mollie Wagner Neal, Bryan Myerson Ward Hearing Site: Atlanta, GA | ||
| 19-01505 | 08/17/2020 | Claimant(s): Joshua Travis Anue Trust, Tenaya Laurel Anue Trust Claimant Lawyers(s): Samuel B. Edwards Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Peter H. Daly, Philip Aaron Tymon, Robert James Wilkie Hearing Site: San Francisco, CA | | $189,009 |