Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-02561 | 01/22/2013 | Claimant(s): Paul Weisser Claimant Lawyers(s): Paul Alan Weisser Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Felde Hoffman Arbitrator(s): Jennifer L. Bliss Hearing Site: Syracuse, NY |  | $0 |
| 12-01319 | 12/18/2012 | Claimant(s): Arvind Kochar Claimant Lawyers(s): Mahendr S. Kochar Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Peter D. Steinbroner Hearing Site: Los Angeles, CA | | $0 |
| 11-01138 | 12/12/2012 | Claimant(s): William Mulvey Claimant Lawyers(s): William James Mulvey Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Helen E. Tuttle Arbitrator(s): William F. Skewes, Martha Jeanne Wilcoxson, Richard Djokic Hearing Site: Salt Lake City, UT | ||
| 11-04500 | 11/20/2012 | Claimant(s): Leonard Kayiwa Claimant Lawyers(s): Leonard M. Kayiwa Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Michael Nathanson, Sondra Sellars, Scott E. Smith Hearing Site: Chicago, IL | | $0 |
| 12-01575 | 11/16/2012 | Claimant(s): Cheng Teo, Judy Teo Claimant Lawyers(s): Cheng Chai Teo Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): J. Martin McDonough Hearing Site: New York, NY | | $0 |
| 12-01553 | 10/17/2012 | Claimant(s): Kenneth Volz, Nancy Volz Claimant Lawyers(s): Kenneth H. Volz, Nancy M. Volz Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL | | $0 |
| 11-00013 | 10/16/2012 | Claimant(s): Marc Henig Claimant Lawyers(s): Marc Henig Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Christina Kallas Hearing Site: New York, NY | | Dismissed by Rule 12206 |
| 12-00498 | 10/03/2012 | Claimant(s): Kirk Baerwaldt and Maxine Baerwaldt Claimant Lawyers(s): Kirk Baerwaldt Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Benjamin F. Breslauer Hearing Site: Las Vegas, NV | | $0 |
| 12-01323 | 08/28/2012 | Claimant(s): Simon Shortman, Simon P. Shortman and Rebecca W. Shortma Claimant Lawyers(s): Rose M. Schindler Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Walter P. Hitchcock Hearing Site: San Francisco, CA | | $0 |
| 12-00393 | 08/01/2012 | Claimant(s): Ramin Modiri, Tahmineh Modiri Claimant Lawyers(s): Ramin Modiri Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): James S. Martin Hearing Site: San Francisco, CA | | $0 |