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FINRA Awards for Barry M. Bordetsky

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Displaying 11-20 out of 28 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0335011/02/2015Claimant(s): Patricia German, Paticia German IRA
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Jacob Aschkenasy, Michael L. Moran, Patricia A. DeWitt
Hearing Site: New York, NY
Checkmark IconExpungement
14-0023209/14/2015Claimant(s): Simon Haberman, 251 CPW Housing, The Simon V. Haberman Revocable Trust
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Thomas Carroll
Respondent Lawyers(s): Thomas Edward Carroll
Arbitrator(s): Sandor I. Rabkin, Frederick J. Myers, W. Wright Danenbarger
Hearing Site: Manchester, NH
Checkmark IconExpungement
13-0076904/01/2015Claimant(s): Patricia Marriott
Claimant Lawyers(s): Joshua R. Cohen
Respondent(s): Brian Hobbs, Andrew Garrett Inc.
Respondent Lawyers(s): Barry M. Bordetsky, Joseph D. Carney
Arbitrator(s): John T. Meredith, John D. Baird, John C. Aten
Hearing Site: Cleveland, OH
Checkmark IconExpungement
14-0084912/10/2014Claimant(s): Michael Ovitt
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Martin Jay Siegel
Hearing Site: New York, NY
14-0138810/03/2014Claimant(s): Joseph Gomes
Claimant Lawyers(s): Joseph Gomes
Respondent(s): Andrew Garrett Inc.
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Sanford S. Stevens
Hearing Site: Albany, NY
13-0006611/05/2013Claimant(s): Andrew Garrett Inc.
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Thomas Pfeiffer
Respondent Lawyers(s): Thomas Steven Pfeiffer
Arbitrator(s): Edward Baer, Allen H. Green, Carolyn A. Mann
Hearing Site: New York, NY
11-0235407/16/2013Claimant(s): Andrew Garrett Inc.
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Paula Moats
Respondent Lawyers(s): Paula Leuchs Moats
Arbitrator(s): Charles Kleinbaum
Hearing Site: New York, NY
10-0474302/06/2013Claimant(s): Schultze Asset Management, Schultze Master Fund, Ltd
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Sandra Gale Behrle, David I. Goldblatt, Alan Gradzki
Hearing Site: New York, NY
Checkmark Icon$0
11-0070908/23/2012Claimant(s): David Berman
Claimant Lawyers(s): David E. Robbins
Respondent(s): Christian Coluccio, Gregg Zeoli, Richard Cardinale, Empire Asset Management Company
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): James M. Baumann, Caryl D. Feldmann, Philip Florio
Hearing Site: New York, NY
Checkmark Icon$0
11-0264910/21/2011Claimant(s): Advanced Equities.
Claimant Lawyers(s): Grant R. Cornehls
Respondent(s): Frank Mazzola, Jared Carmel, Felix Investments LLC
Respondent Lawyers(s): Barry M. Bordetsky, Catania Facher
Arbitrator(s): Marguerite B. Filson, Stuart Rothenstein, Allan E. Johnson
Hearing Site: New York, NY

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