| 09-02279 | 07/28/2010 | Claimant(s): Joseph Sproviero
Claimant Lawyers(s): David Liebrader
Respondent(s): Oppenheimer & Co.., Kevin Fay
Respondent Lawyers(s): Ellen Sheridan-Cona
Arbitrator(s): Daniel J. McCarthy, Piedad A. Bernikow, Gerald Joseph Coughlin
Hearing Site: Newark, NJ
|  | $0 |
| 09-01764 | 03/01/2010 | Claimant(s): Phyllis Shore
Claimant Lawyers(s): Jennifer M. Jordan
Respondent(s): Citigroup Global Markets., Ron Cukier, Smith Barney.
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Daniel J. McCarthy, John A. Scudiero, Philip Rachmelowitz
Hearing Site: New York, NY
| | $0 |
| 08-03828 | 01/05/2010 | Claimant(s): Brenda Benoit
Claimant Lawyers(s): Jacob Zamansky
Respondent(s): J.P. Morgan Securities., John Spohler
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Daniel J. McCarthy, Steven M. Bloom, David Marcus
Hearing Site: New York, NY
| | $0 |
| 08-03509 | 07/27/2009 | Claimant(s): Ronald Morrone
Claimant Lawyers(s): Dan A. Druz
Respondent(s): IFMG Securities.L Financial Corporation, Sun Life Financial Distributors.
Respondent Lawyers(s): N. Nancy Ghabai
Arbitrator(s): Daniel J. McCarthy, Abraham Harry Bunis, Thomas A. Abitabile
Hearing Site: Newark, NJ
| | |
| 07-03306 | 01/16/2009 | Claimant(s): Kayvan Karoon
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Steven Lasser
Respondent Lawyers(s): Steven Jay Lasser
Arbitrator(s): Daniel J. McCarthy, Michael E. Silverman, Joan Marie Chiusano
Hearing Site: Newark, NJ
| | |
| 05-04934 | 02/05/2008 | Claimant(s): Alan Stevenson, Andrew Trojner, Capital Asset Management Ltd., Hartford Financial Holdings., Lighthouse Two Corp., NKV, Ltd
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Steven Signer
Respondent Lawyers(s): Steve A. Miller
Arbitrator(s): Daniel J. McCarthy, Sid Braufman, Joseph N. Stineman
Hearing Site: New York, NY
| | $1,875,000 |
