| 16-03225 | 11/22/2017 | Claimant(s): Jonathan Friedman
Claimant Lawyers(s): Robert J. Harvey
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Donald Theodore Ryce
Hearing Site: Boca Raton, FL
|  | Expungement |
| 14-01662 | 06/16/2016 | Claimant(s): Ronald Curtis, Stuart Curtis Family Trust
Claimant Lawyers(s): David E. Robbins
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Francis J. LaSalla, David J. Weisenfeld, Cirino M. Bruno
Hearing Site: New York, NY
| | $352,815 |
| 14-01495 | 05/03/2016 | Claimant(s): Brian Miller
Claimant Lawyers(s): Jay J. Freireich
Respondent(s): David Briegs, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Julian F. Santos, Simone A. Muscarnera, Marc B Adelman
Hearing Site: Newark, NJ
| | Expungement |
| 14-01628 | 04/15/2015 | Claimant(s): Adam Steinberg, Jeffrey Steinberg, Adam Steinberg SEP IRA
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Mark L Miller
Hearing Site: Chicago, IL
| | $15,300 |
| 13-00823 | 06/06/2014 | Claimant(s): Michael Rose
Claimant Lawyers(s): Bryan I. Reyhani
Respondent(s): Dominick & Dominick LLC
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Herbert N. Fishman, Philip Rachmelowitz, Ellyn S. Roth
Hearing Site: New York, NY
| | |
| 11-03960 | 07/15/2013 | Claimant(s): Marsha Sinzheimer
Claimant Lawyers(s): William Paul Nolan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Charles Kleinbaum, Michael H. DuBoff, Mae A. Brudner
Hearing Site: New York, NY
| | Expungement |
| 11-02835 | 01/26/2012 | Claimant(s): Jeffrey Alexander
Claimant Lawyers(s): Logan S. Fisher
Respondent(s): Martin Hauptman
Respondent Lawyers(s): Adolph Seltzer
Arbitrator(s): Leah G. Rabinowitz, Marguerite B. Filson, Stephen M. Gross
Hearing Site: New York, NY
| | Expungement |
| 10-01949 | 12/31/2010 | Claimant(s): Patricia Spencer
Claimant Lawyers(s): Patricia Spencer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Martin H. Zern
Hearing Site: New York, NY
| | $0 |
