| 10-00408 | 09/28/2011 | Claimant(s): Robert Bryan
Claimant Lawyers(s): Anthony Cillo
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Richard W. Dissen, Kathleen K. Murphy, Albert Joseph Boucek
Hearing Site: Pittsburgh, PA
|  | $0 |
| 08-03635 | 06/07/2011 | Claimant(s): Loren Hulber
Claimant Lawyers(s): Joel D. Feldman
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): E. William Pastor, Peter D. Shelp, Rochelle K. Kaplan
Hearing Site: Philadelphia, PA
| | $0 |
| 09-00846 | 10/29/2010 | Claimant(s): Ratree Luesiri, William Morehead
Claimant Lawyers(s): Tanya Sacks
Respondent(s): Wachovia Securities, Donald Elster, John Caram, Marco Lloyd
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Selenne Calhamer, Michael S. Wilk, Mary Esther Escobedo
Hearing Site: Houston, TX
| | $0 |
| 08-04144 | 10/06/2010 | Claimant(s): Ann Myers
Claimant Lawyers(s): Wayne E. Batcheler
Respondent(s): Alan Knisley, Wachovia Securities, Edward Mercier
Respondent Lawyers(s): Alan S. Rafterman, Angela A. Turiano
Arbitrator(s): Annette B. Meyers, Michelle Jacobowitz Gallagher, Judith C. Greene
Hearing Site: New York, NY
| | $0 |
| 09-05858 | 09/30/2010 | Claimant(s): Susan Hamovitch
Claimant Lawyers(s): Susan Hamovitch
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Peter Inserra
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY
| | $0 |
| 09-05684 | 04/29/2010 | Claimant(s): Laurens Hoppenbrouwer
Claimant Lawyers(s): Laurens M. Hoppenbrouwer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Richard P. Regan
Hearing Site: Washington, DC
| | $1,163 |
| 08-04107 | 04/05/2010 | Claimant(s): Alan Wein, Noele Wein, Nolan Services.
Claimant Lawyers(s): Michael B. Dubin
Respondent(s): Jeffrey Schrader, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano, Michael Kalmus
Arbitrator(s): Steven T. Stern, Dale A. Pope, David B. Harwi
Hearing Site: Philadelphia, PA
| | Expungement |
| 09-03712 | 01/25/2010 | Claimant(s): Phyllis M. Osler IRA Account, Genevieve Davidson Living Trust, John S. Osler Living Trust, Phyllis M. Osler Living Trust
Claimant Lawyers(s): John Osler
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | $0 |
| 08-04178 | 11/23/2009 | Claimant(s): David Schwinger
Claimant Lawyers(s): David Schwinger
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Mary E. Woytek, Paul A. Fischer, Heidi Markovitz
Hearing Site: Washington, DC
| | $25,200 |
| 04-08590 | 12/03/2008 | Claimant(s): Kenneth Dean
Claimant Lawyers(s): Kenneth Eugene Dean
Respondent(s): Davis Denny, UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano, Davis M. Denny, Randi Perry Spallina
Arbitrator(s): Michael Hendryx, Charles S. Chester, Sandra Lea McNally
Hearing Site: Houston, TX
| | $0 |
