Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01305 | 10/03/2023 | Claimant(s): Gregory Benner Claimant Lawyers(s): Harris Freedman Respondent(s): Natcity Investments. Respondent Lawyers(s): Angelina T. Evans Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 23-01461 | 09/28/2023 | Claimant(s): Debra Gordon Claimant Lawyers(s): Debra Gordon Respondent(s): Quoin Capital LLC Respondent Lawyers(s): Robert I. Rabinowitz Arbitrator(s): Pamela A. Kentra Hearing Site: Chicago, IL | ||
| 23-00584 | 09/25/2023 | Claimant(s): Rohin Ullberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SII Investments. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Michael F. Jordan Hearing Site: Chicago, IL | ||
| 23-01269 | 09/22/2023 | Claimant(s): Calena Terry Claimant Lawyers(s): Calena Terry Respondent(s): Truist Investment Services., Paula Allen Respondent Lawyers(s): Frederick S. Schrils Arbitrator(s): Michael S. Matek Hearing Site: Chicago, IL |  | $0 |
| 22-02558 | 09/22/2023 | Claimant(s): Michael Mcintyre Claimant Lawyers(s): Dochtor Kennedy Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Edward B. Magarian Arbitrator(s): Jerome F. Crotty, Henry G. Nothnagel, Steven H. Vogel Hearing Site: Chicago, IL | ||
| 22-02691 | 09/15/2023 | Claimant(s): Rechard Banks-Davis Claimant Lawyers(s): Rechard Antonio Banks-Davis Respondent(s): Austin Witt, Charles Schwab & Co.. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Michael S. Jordan Hearing Site: Chicago, IL | | $0 |
| 21-02288 | 09/13/2023 | Claimant(s): John Baccich, Kevin Gaddi, Robert Gaddi, Steven Finnk Claimant Lawyers(s): Bruce Lewitas Respondent(s): Mesirow Financial. Respondent Lawyers(s): James L. Kopecky Arbitrator(s): Michael S. Matek, Gregory G. Gocek, William Popper Hearing Site: Chicago, IL | ||
| 23-00267 | 09/05/2023 | Claimant(s): Marcia Litrenta Claimant Lawyers(s): William B. Young Respondent(s): LPL Financial LLC Respondent Lawyers(s): Mike West Arbitrator(s): Raymond P. Buschmann Hearing Site: Chicago, IL | | Expungement |
| 23-00447 | 09/01/2023 | Claimant(s): Margaret Burnes Claimant Lawyers(s): Margaret Burnes Respondent(s): Gerald Markwith, Charles Schwab & Co.. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL | | Expungement |
| 22-00307 | 08/31/2023 | Claimant(s): Roxanne Gottlieb Claimant Lawyers(s): Anthony F. Fata Respondent(s): Matrix Capital Advisors Respondent Lawyers(s): John M. O'Bryan Arbitrator(s): Thomas Michael Genovese, Dianne Marie Onichimowski, Richard Michael Stanton Hearing Site: Chicago, IL | | $0 |