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FINRA Awards for Paula Allen

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0126909/22/2023Claimant(s): Calena Terry
Claimant Lawyers(s): Calena Terry
Respondent(s): Truist Investment Services., Paula Allen
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL
Checkmark Icon$0
09-0248405/03/2011Claimant(s): Joseph Oliveira
Claimant Lawyers(s): Joseph Oliveira
Respondent(s): James Cabral, Nathan Terrazas, Nikolaos Plakakis, Paula Allen, World Group Securities.
Respondent Lawyers(s): Edward F. Donohue, Jason J. Kim
Arbitrator(s): Laurel Littman Gothelf, Julie D. Soo, Terri Coster Boesch
Hearing Site: San Francisco, CA
Checkmark Icon$0

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