| 14-01298 | 11/05/2015 | Claimant(s): Fredrik Gabriel
Claimant Lawyers(s): Edward R. Moor
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Michael S. Matek, Lee H. Goodman, Charles Orlove
Hearing Site: Chicago, IL
|  | $0 |
| 14-03103 | 11/04/2015 | Claimant(s): Chicago Patrolmen's Federal Credit Union
Claimant Lawyers(s): Mark H. Horwitch
Respondent(s): Cambridge Investment Research., Retirement Plan Advisors Group., Retirement Plan Advisors., Retirement Plan Advisors
Respondent Lawyers(s): Scott Porterfield
Arbitrator(s): Kenneth N. Adamson, Michael S. Jordan, Stephen Skardon
Hearing Site: Chicago, IL
| | $170,600 |
| 13-01142 | 10/15/2015 | Claimant(s): Board of Trustees of the Iron Workers Lo
Claimant Lawyers(s): William P. Callinan
Respondent(s): Citigroup Global Markets., Morgan Stanley Smith Barney, Smith Barney.
Respondent Lawyers(s): Rawn Howard Reinhard
Arbitrator(s): Michael Nathanson, Susan L. Walker, Seymour Andrew Newman
Hearing Site: Chicago, IL
| | Expungement |
| 14-00814 | 10/06/2015 | Claimant(s): Keith McGregory
Claimant Lawyers(s): Keith McGregory
Respondent(s): Bernard Beal, M. R. Beal & Company
Respondent Lawyers(s): Bernard B. Beal
Arbitrator(s): Peter Ordower, Suanne F. Goldman, Howard T. Goffen
Hearing Site: Chicago, IL
| | |
| 15-01088 | 10/02/2015 | Claimant(s): Sheila Creghin
Claimant Lawyers(s): James H. West
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Michael Nathanson
Hearing Site: Chicago, IL
| | $32,800 |
| 14-03271 | 10/01/2015 | Claimant(s): Pearl Creath
Claimant Lawyers(s): Pearl Creath
Respondent(s): Evaughn Branham-Ferrero, J.P. Morgan Securities, Keith Parks
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
| | $0 |
| 15-00860 | 09/03/2015 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Taryn Olszewski
Respondent Lawyers(s): Taryn Lynn Olszewski
Arbitrator(s): Jeffrey W. Finke
Hearing Site: Chicago, IL
| | |
| 14-02069 | 09/01/2015 | Claimant(s): Charles Rayburn, Pamela Rayburn
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): TradeKing
Respondent Lawyers(s): Paul McCurdy
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL
| | $2,500 |
| 14-03384 | 08/12/2015 | Claimant(s): Reliastar Life Insurance Company, Voya America Equities.
Claimant Lawyers(s): Hillard M. Sterling
Respondent(s): James Boldischar
Respondent Lawyers(s): Diana C. Taylor
Arbitrator(s): Philip J. Glick, G. Marshall Abbey, Alfonso Cobb
Hearing Site: Chicago, IL
| | |
| 15-00244 | 08/04/2015 | Claimant(s): Linda Wrobel
Claimant Lawyers(s): Linda Susan Wrobel
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Chicago, IL
| | |
