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FINRA Awards for Retirement Plan Advisors

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0310311/04/2015Claimant(s): Chicago Patrolmen's Federal Credit Union
Claimant Lawyers(s): Mark H. Horwitch
Respondent(s): Cambridge Investment Research., Retirement Plan Advisors Group., Retirement Plan Advisors., Retirement Plan Advisors
Respondent Lawyers(s): Scott Porterfield
Arbitrator(s): Kenneth N. Adamson, Michael S. Jordan, Stephen Skardon
Hearing Site: Chicago, IL
Checkmark Icon$170,600

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