| 18-02476 | 02/08/2019 | Claimant(s): Ryan Gordon
Claimant Lawyers(s): Michael Bessette
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
| | |
| 18-01792 | 02/08/2019 | Claimant(s): Sylvia Riley
Claimant Lawyers(s): David C. Garrett
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joelle Simms
Arbitrator(s): Jan Glenn Valecka, David A. Schuler, Subvet West
Hearing Site: Dallas, TX
|  | Expungement |
| 18-01090 | 02/07/2019 | Claimant(s): Timothy Cornell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jacqueline R. Meyers
Arbitrator(s): Robert S. Sugarman
Hearing Site: Chicago, IL
| | |
| 16-03237 | 02/07/2019 | Claimant(s): Jose Diaz Velarde, Sara San Martin
Claimant Lawyers(s): Stefan Apotheker
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Randi P. Spallina
Arbitrator(s): Monica I. Salis, James Casimir Casey
Hearing Site: Miami, FL
| | Expungement |
| 18-00981 | 02/06/2019 | Claimant(s): Charles Cutler
Claimant Lawyers(s): James O'Brien
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Michael P. O'Mullan
Arbitrator(s): Francis Carling
Hearing Site: New York, NY
| | |
| 18-01131 | 02/06/2019 | Claimant(s): Nelson Faro
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Mark A Bilawsky
Hearing Site: Miami, FL
| | |
| 18-01138 | 02/04/2019 | Claimant(s): Antoine Souma
Claimant Lawyers(s): Robert D Mitchell
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Cheryl S. Chang
Arbitrator(s): Barbara M. Zak, James R. Duncan, Morris S. Getzels
Hearing Site: Los Angeles, CA
| | |
| 18-03000 | 01/28/2019 | Claimant(s): David Rojas
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto C. Quinones
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
| | |
| 18-02710 | 01/24/2019 | Claimant(s): Donald Jackson
Claimant Lawyers(s): William Preston Martin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): C. Sumpter Logan
Hearing Site: Oklahoma City, OK
| | |
| 18-01777 | 01/16/2019 | Claimant(s): Steven Flagg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): James S. Hazard
Hearing Site: New York, NY
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