| 20-00031 | 10/02/2020 | Claimant(s): Christopher Walker
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services, UBS Financial Services Inc.
Respondent Lawyers(s): Nuviah Shirazi, Omar Perez
Arbitrator(s): Philip J. Glick
Hearing Site: Kansas City, MO
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| 20-01212 | 09/21/2020 | Claimant(s): David Van Acker, Paul Van Acker
Claimant Lawyers(s): Cheryl Shao-Raw Chang
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
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| 19-02890 | 09/17/2020 | Claimant(s): Andrew Meyer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
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| 19-02718 | 09/14/2020 | Claimant(s): Ahmiel Baum
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Mel Gworek
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Pittsburgh, PA
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| 08-03708 | 09/09/2020 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Dane Brinkman
Respondent Lawyers(s): Daren R. Brinkman
Arbitrator(s): Carlos Richard Mangum, James R. Dickson, Linda P. Drucker
Hearing Site: San Francisco, CA
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| 20-00444 | 09/04/2020 | Claimant(s): Anita Brennan, Marina Tudela
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 19-03718 | 09/03/2020 | Claimant(s): Gonzalo Castano
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Seth L. Finkel
Hearing Site: Boca Raton, FL
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| 19-03716 | 09/01/2020 | Claimant(s): Miguel Carrillo
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart Rebish
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
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| 20-00497 | 08/28/2020 | Claimant(s): Shaun Nicholson
Claimant Lawyers(s): Michael Bessette
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Mark A. Sipper
Hearing Site: Cincinnati, OH
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| 19-02975 | 08/27/2020 | Claimant(s): Patricia Anderson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa Gworek
Arbitrator(s): Michael F. Jordan
Hearing Site: Milwaukee, WI
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