11-01417 | 01/04/2012 | Claimant(s): Michael Weigand, Richard LaValley Claimant Lawyers(s): Robert J. Pearl Respondent(s): Garry Payne, New England Securities, Signator Investors., Lincoln Financial Advisors Corporation, MML Investors Services Respondent Lawyers(s): Janene M. Marasciullo, Linda H. Joseph, Michael G. Donovan, William P. Thornton Arbitrator(s): Christopher C. Willett, Allan H. Kaminsky, Kenneth Dymond Hearing Site: Syracuse, NY
| | $0 |
09-01276 | 05/25/2011 | Claimant(s): Vito Vitone Claimant Lawyers(s): William M. Kolb Respondent(s): Ian Gerrior, Kevin Beaulieu, Richard Beaulieu, Signator Investors. Respondent Lawyers(s): Michael J. Murphy, Sara E. Sweeney, Sheri L Pizzi Arbitrator(s): B. J. Krintzman, Laura M. Nelson, Paul A. Auerbach Hearing Site: Providence, RI
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08-00483 | 11/07/2008 | Claimant(s): Marvin Becker Claimant Lawyers(s): Ira S. Kaplan Respondent(s): Michael Napolitano, Signator Investors. Respondent Lawyers(s): James J. Weller, Matthew Tracy Arbitrator(s): Kenneth B. Cutler, Anthony Michael Sabino, Biagio A. Civale Hearing Site: New York, NY
| | $10,000 |
07-01953 | 05/28/2008 | Claimant(s): Lisa Hart Claimant Lawyers(s): Richard B. Fosher Respondent(s): Signator Investors. Respondent Lawyers(s): Stephanie P. Karn Arbitrator(s): Hugh J. Moore, Stephen H. Biller, Eugene R. Katz Hearing Site: Memphis, TN
| | $42,859 |