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FINRA Awards for Jacksonville, FL

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Displaying 21-30 out of 126 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0350707/21/2022Claimant(s): James Stege
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eleonora Yonge
Arbitrator(s): John P. Cullem
Hearing Site: Jacksonville, FL
Checkmark IconExpungement
21-0278506/10/2022Claimant(s): Christopher Sivley
Claimant Lawyers(s): Brian Luther
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Mitchel Weiss
Hearing Site: Jacksonville, FL
20-0421003/30/2022Claimant(s): Nathan Edwards
Claimant Lawyers(s): Nathan Edwards
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Mitchel Weiss, Brian Michael Kane, Mary Ann Etzler
Hearing Site: Jacksonville, FL
Checkmark Icon$0
21-0110302/07/2022Claimant(s): LPL Financial LLC
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Henry Moore
Respondent Lawyers(s): Henry Keith Moore
Arbitrator(s): Langfred W. White
Hearing Site: Jacksonville, FL
21-0134712/23/2021Claimant(s): Elizabeth Hope
Claimant Lawyers(s): Elizabeth Hope
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): Mimi B. Osiason
Hearing Site: Jacksonville, FL
Checkmark IconExpungement
20-0092811/24/2021Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): Julian Pace
Respondent Lawyers(s): Jarrod J. Malone
Arbitrator(s): Langfred W. White, Cindy L. Anderson, Barry Allen Barr
Hearing Site: Jacksonville, FL
19-0028211/22/2021Claimant(s): Teena Clifton
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Koss, Olinger and Company
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Pamela Jeanne Rush, Gayle B. Carlson, Brian Michael Kane
Hearing Site: Jacksonville, FL
Checkmark Icon$237,553
20-0379010/19/2021Claimant(s): Mary LaPlante
Claimant Lawyers(s): Mary LaPlante
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Paul R. Klein
Arbitrator(s): Kenneth R. Starr, Brian Michael Kane, Niels Patrick Murphy
Hearing Site: Jacksonville, FL
19-0325608/09/2021Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Ginamarie Schembre
Respondent Lawyers(s): Gina Schembre
Arbitrator(s): Amanda M. Cole
Hearing Site: Jacksonville, FL
19-0355207/21/2021Claimant(s): Angela Evans
Claimant Lawyers(s): Angela P. Evans
Respondent(s): David Miller, Henry Klausman, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg J. Breitbart, Henry Martin Klausman
Arbitrator(s): Langfred W. White
Hearing Site: Jacksonville, FL
Checkmark IconExpungement

126 Results

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