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FINRA Awards for AXA Advisors

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Displaying 31-40 out of 84 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0097508/20/2019Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Amanda Sotak
Respondent(s): Anthony Costanzo
Respondent Lawyers(s): Anthony L. Costanzo
Arbitrator(s): Elliott Finkel
Hearing Site: Los Angeles, CA
18-0443208/08/2019Claimant(s): Christopher Miller
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Cheryl Howard
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
16-0316907/23/2019Claimant(s): Jeffrey Feld
Claimant Lawyers(s): Bradley P. Rothman
Respondent(s): AXA Advisors, AXA Network
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): Roy B. Gonas, Erika Deutsch Rotbart, Robert C. Harris
Hearing Site: Boca Raton, FL
18-0182204/26/2019Claimant(s): Jose Pacheco Alcaide
Claimant Lawyers(s): Carlos Bonaparte Gomez
Respondent(s): AXA Advisors
Respondent Lawyers(s): Dimitri Gonzalez
Arbitrator(s): Nicholas John Taldone, Jorge R. Jimenez, Roberto Olson Cortes
Hearing Site: San Juan, PR
16-0345404/25/2019Claimant(s): James Fitzpatrick, Sandra Fitzpatrick, The Fitzpatrick Family Trust
Claimant Lawyers(s): Jason J. Kane
Respondent(s): AXA Advisors
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Jeffrey M. Bain, Thomas E. Webb, Krista Gottlieb
Hearing Site: Buffalo, NY
Checkmark Icon$3,181,830
18-0239203/14/2019Claimant(s): Jeffrey Stillwell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors, Allstate Financial Services, The Equitable Life Assurance Society Of
Respondent Lawyers(s): Katelyn R. Miller, Michael J. Biondi
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
18-0152901/31/2019Claimant(s): John McDonough
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Eileen Stassa
Arbitrator(s): Mark C. Watler
Hearing Site: Houston, TX
18-0126611/14/2018Claimant(s): Travis Hughes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors, The Equitable Life Assurance Society
Respondent Lawyers(s): Hector D. Geribon
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Albuquerque, NM
18-0064110/03/2018Claimant(s): Emmanuel Obel
Claimant Lawyers(s): Emmanuel Obel
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kevin W. Alexander
Arbitrator(s): Helen Marinak Blohm, Gary S. DeWeese, Erik John Renga
Hearing Site: San Francisco, CA
Checkmark IconExpungement
18-0018606/27/2018Claimant(s): Michael Riddick
Claimant Lawyers(s): Michael Riddick
Respondent(s): Adrian Voytelmgum, AXA Advisors, Dennis Paska
Respondent Lawyers(s): Hector D. Geribon, Jessica E. Levine
Arbitrator(s): Larry E. Ray
Hearing Site: Washington, DC
Checkmark Icon$0

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