| 14-02207 | 07/15/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Laura J. Starr
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Monroe Mitchel, Michael D Felton, John H. Claudy
Hearing Site: Boca Raton, FL
| | |
| 12-02706 | 06/18/2015 | Claimant(s): Juan Santiago Gonzalez
Claimant Lawyers(s): Francisco Pujol
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc of PR
Respondent Lawyers(s): Peter G. Neiman, Roberto C. Quinones-Rivera
Arbitrator(s): Bernard A. Becker, Monroe Mitchel, Todd M. Saunders
Hearing Site: San Juan, PR
|  | $0 |
| 14-02167 | 03/18/2015 | Claimant(s): Betsy Ferrer-Pagan, Fernando Rivera-Vega
Claimant Lawyers(s): Fernando Rivera-Vega
Respondent(s): Fernando Batlle Hernaiz, Hortensia Llavat, Santander Securities LLC
Respondent Lawyers(s): Mauricio O. Muniz-Luciano
Arbitrator(s): Monroe Mitchel
Hearing Site: San Juan, PR
| | $17,800 |
| 11-00425 | 10/17/2014 | Claimant(s): Haydee de Cancio, Pablo Cancio
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Citigroup Global Markets., Juan Colon-Perea, Popular Securities.
Respondent Lawyers(s): Jason S. Haselkorn, Roberto C. Quinones-Rivera
Arbitrator(s): Monroe Mitchel, Stuart K. Furman, Robert G. Falbisaner
Hearing Site: San Juan, PR
| | Expungement |
| 12-00608 | 10/15/2013 | Claimant(s): Camilo Con, Jose Con
Claimant Lawyers(s): Scott A. Weires
Respondent(s): Felix Perez, Sandro Pestana, Sergio Estefano
Respondent Lawyers(s): Coren Stern
Arbitrator(s): Monroe Mitchel, William W. Bride, Ronald W. Weissman
Hearing Site: Boca Raton, FL
| | $0 |
| 12-01808 | 05/24/2013 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Julio Almeyda
Respondent Lawyers(s): Julio Almeyda
Arbitrator(s): Monroe Mitchel
Hearing Site: Miami, FL
| | |
| 12-02899 | 05/14/2013 | Claimant(s): Michael Reilly, Trustee of The Reilly
Claimant Lawyers(s): Teresa J. Verges
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jill Y. Coen
Arbitrator(s): Mark C. Perry, Steven A. Hurst, Monroe Mitchel
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-00969 | 03/04/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Laurie A. Perez
Respondent(s): Michael Jordan
Respondent Lawyers(s): Michael Gene Jordan
Arbitrator(s): Monroe Mitchel
Hearing Site: Miami, FL
| | |
| 11-00460 | 02/11/2013 | Claimant(s): Antonio Mendez
Claimant Lawyers(s): Harold D. Vicente-Colon
Respondent(s): Christian Rickenbach, Vanessa Perez, Popular Securities.
Respondent Lawyers(s): Heidi Rodriguez-Benitez
Arbitrator(s): Monroe Mitchel, Elena G. Rodriguez, Jonathan H. Parker
Hearing Site: San Juan, PR
| | Expungement |
| 10-04291 | 10/04/2012 | Claimant(s): Myrna Wechsler, Estate of Natalie Varonok
Claimant Lawyers(s): Bruce A. Katzen
Respondent(s): Jodi Isdith, Raymond James Financial Services.
Respondent Lawyers(s): Jodi Beth Isdith, Terrance A. Bostic
Arbitrator(s): Monroe Mitchel, Lisa Marie Macci, Richard Alan Levine
Hearing Site: Boca Raton, FL
| | $800,000 |
