| 16-00678 | 08/25/2017 | Claimant(s): Becky Lynch
Claimant Lawyers(s): David B. Cosgrove
Respondent(s): Raymond James Financial Services., Raymond James Financial Services Advisor
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): David Paul Clark, John David Morgan, Bruce Burr McElvein
Hearing Site: Baltimore, MD
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| 10-04582 | 03/27/2014 | Claimant(s): Lewis Robinson
Claimant Lawyers(s): Josh M. Rubens
Respondent(s): UBS Financial Services Inc., UBS Partner Plus Plan
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Martin A. Feigenbaum, Mark A Bilawsky, Brett Matthew Logan
Hearing Site: Miami, FL
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| 11-00094 | 03/13/2012 | Claimant(s): Byron Stanislaw
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Leon Fox, Raymond P. Buschmann, Murray David Shaewitz
Hearing Site: Chicago, IL
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| 11-01028 | 10/17/2011 | Claimant(s): Jason Guehl
Claimant Lawyers(s): Jason Robert Guehl
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Vaughn Thomas Hale, Joyce L. Hurley, Daniel David Kopman
Hearing Site: Los Angeles, CA
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| 08-03781 | 03/25/2011 | Claimant(s): Vincent Dang
Claimant Lawyers(s): Adam D. Mitzner
Respondent(s): Arnoldo Santiago, Cynthia Shen, Marla Moskowitz-Hesse, Merrill Lynch Pierce Fenner & Smith Inc., Michael Chiou, Patricia Williams, Riley Etheridge
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Dean J. Dietrich, Terri Coster Boesch, Susan J. Alexander
Hearing Site: San Francisco, CA
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| 06-04120 | 02/27/2008 | Claimant(s): Genevieve Smith
Claimant Lawyers(s): Genevieve Smith
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): A. Keith Logue, Gloria J Liddell, John F. Allgood
Hearing Site: Birmingham, AL
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