| 16-01803 | 01/30/2017 | Claimant(s): Thomas Souran
Claimant Lawyers(s): Thomas C. Souran
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Jeffrey W. Finke
Hearing Site: Chicago, IL
|  | $325 |
| 16-02575 | 01/30/2017 | Claimant(s): Jack Wray
Claimant Lawyers(s): Jack C. Wray
Respondent(s): E*Trade Clearing LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Robert L. Lestina
Hearing Site: Atlanta, GA
| | $38 |
| 16-00487 | 01/25/2017 | Claimant(s): James Gordon
Claimant Lawyers(s): James Gordon
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Peter M Brabbee, John J. Fitzpatrick, George King
Hearing Site: San Francisco, CA
| | $14,500 |
| 15-03254 | 10/20/2016 | Claimant(s): Mehmet Akin and Adrian Akin
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): William M. Getzoff, Lawrence W. Arness, William Gibson Heller
Hearing Site: Indianapolis, IN
| | $0 |
| 16-00196 | 08/26/2016 | Claimant(s): Christopher Peters, E*Trade Securities LLC
Claimant Lawyers(s): Meredith F. Hoffman
Respondent(s): Mohammad Yazdi
Respondent Lawyers(s): Mohammad Yazdi
Arbitrator(s): Paul J. Dubow, Dean J. Dietrich, Kenneth Paul Strongman
Hearing Site: San Francisco, CA
| | Expungement |
| 16-00846 | 08/12/2016 | Claimant(s): Christopher Warswick
Claimant Lawyers(s): Molly J. Henry
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): James B. Eichberg, Gene R. Thornton, Francis Joseph Raucci
Hearing Site: Salt Lake City, UT
| | |
| 15-00686 | 12/22/2015 | Claimant(s): Robert Vanderhye, Estate of Arthur R. Vanderhye
Claimant Lawyers(s): Robert A. Vanderhye
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Robert Charkovsky, Karen L. Crump-Wilson, Lisa Blunk Johnson
Hearing Site: Washington, DC
| | $13,200 |
| 13-02663 | 12/12/2014 | Claimant(s): Benjamin H Kwon, Castle Eurasia Corp
Claimant Lawyers(s): Benjamin H Kwon
Respondent(s): Bryan Snitselaar, E*Trade Securities LLC, Russell Scherrer, E*Trade Clearing LLC
Respondent Lawyers(s): John Bersin, Meredith F. Hoffman, Ryan Lean, Steve Young
Arbitrator(s): Robert D. Sussin, Neil S. Jasper, Vincent J. Natoli
Hearing Site: Los Angeles, CA
| | $0 |
