Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-01859 | 04/14/2015 | Claimant(s): Beverly Copeland, Fran Scowden Claimant Lawyers(s): Matthew Dumas Respondent(s): Capital Financial Services. Respondent Lawyers(s): Gara M. Seagraves Arbitrator(s): Terry F. Peppard Hearing Site: Indianapolis, IN |  | $31,741 |
| 14-00382 | 01/29/2015 | Claimant(s): William Allen Claimant Lawyers(s): Michael C. Keating Respondent(s): J.J.B. Hilliard, W.L. Lyons Respondent Lawyers(s): J. Curtis McCubbin Arbitrator(s): Lisa Shusterman Hearing Site: Indianapolis, IN | | $0 |
| 13-03305 | 01/21/2015 | Claimant(s): Jeffrey Webb Claimant Lawyers(s): Lindsay Hurni Lepley Respondent(s): Deborah Romary, Harbor Financial Services, Romary Financial Services. Respondent Lawyers(s): David Hirschberg Arbitrator(s): Stuart D. Summers, Lawrence W. Arness, Sherrill Wm Colvin Hearing Site: Indianapolis, IN | | $124,288 |
| 13-03763 | 08/15/2014 | Claimant(s): Evelyn McDowell, John McDowell Claimant Lawyers(s): Joshua B. Kons Respondent(s): Capital Financial Services. Respondent Lawyers(s): Gara M. Seagraves Arbitrator(s): Ray J. Grzebielski Hearing Site: Indianapolis, IN | | $50,000 |
| 14-00251 | 08/14/2014 | Claimant(s): Todd Leigh and Lisa Leigh Claimant Lawyers(s): Todd Leigh Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): John Rock Arbitrator(s): Charles Orlove Hearing Site: Indianapolis, IN | | $0 |
| 13-01672 | 07/18/2014 | Claimant(s): John Meadows, John Anthony Meadows IRA Claimant Lawyers(s): Mark E. Maddox Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Geoffrey Beckham Arbitrator(s): Paul Lansing, Stephen L. Flint, William Gibson Heller Hearing Site: Indianapolis, IN | | $30,000 |
| 13-03439 | 06/02/2014 | Claimant(s): Patrick Cottrell Claimant Lawyers(s): T. John Kirk Respondent(s): Pruco Securities. Respondent Lawyers(s): Brian H. Oates Arbitrator(s): Stuart D. Summers Hearing Site: Indianapolis, IN | | $17,942 |
| 13-02915 | 05/01/2014 | Claimant(s): Steve Manley Claimant Lawyers(s): Steve Manley Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): Ralph M. Goren Hearing Site: Indianapolis, IN | | $6,574 |
| 13-00416 | 03/05/2014 | Claimant(s): R. Block Claimant Lawyers(s): Mark E. Maddox Respondent(s): National Planning Corporation Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Paul Lansing Hearing Site: Indianapolis, IN | | $0 |
| 13-00753 | 01/24/2014 | Claimant(s): Frank Cheli Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): James C. Browning Arbitrator(s): Bill Swinford Hearing Site: Indianapolis, IN | | Expungement |