Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-03337 | 02/25/2015 | Claimant(s): Nicholas Custer, Nicholas R. Custer, IRA Claimant Lawyers(s): Susan E. Fisher Respondent(s): Leslie Goldstein, Robert Hart, Sigma Financial Corporation Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Samuel B. Garber Hearing Site: Chicago, IL |  | $600 |
| 14-00229 | 02/11/2015 | Claimant(s): Paul Clarfield Claimant Lawyers(s): Paul Clarfield Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Otis E. Hackett Hearing Site: San Diego, CA | | $163 |
| 14-01363 | 01/28/2015 | Claimant(s): Deanne Lee, Mark Lee Claimant Lawyers(s): Mark A. Lee Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Carol Ann Jensen Hearing Site: San Francisco, CA | | $0 |
| 14-01532 | 01/16/2015 | Claimant(s): David Gross Claimant Lawyers(s): David K. Gross Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): John A. Bender Hearing Site: Seattle, WA | | $38 |
| 14-02343 | 12/26/2014 | Claimant(s): Jeffrey Goodman Claimant Lawyers(s): Jeffrey A Goodman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Helen Marinak Blohm Hearing Site: Honolulu, HI | | $0 |
| 14-01410 | 12/22/2014 | Claimant(s): Edward Kelley Claimant Lawyers(s): Jeffrey Steinbrecher Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Karla Y. Vogel Hearing Site: Columbia, SC | | $1,786 |
| 14-00454 | 12/10/2014 | Claimant(s): Tuyen Ta Claimant Lawyers(s): Tuyen Max Ta Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): O. Meredith Wilson Hearing Site: Portland, OR | | $38 |
| 14-00384 | 10/20/2014 | Claimant(s): Richard Bilbrey Claimant Lawyers(s): Richard Bilbrey Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Robert G. Geeseman Hearing Site: Boca Raton, FL | | $38 |
| 14-00474 | 10/17/2014 | Claimant(s): Douglas Lowy Claimant Lawyers(s): Douglas C. Lowy Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Steven H. Vogel Hearing Site: Louisville, KY | | $88 |
| 14-01128 | 10/01/2014 | Claimant(s): David Pihlgren Claimant Lawyers(s): David Pihlgren Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): James B. Eichberg Hearing Site: Denver, CO | | $0 |