| 07-03175 | 05/22/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Michael Myers
Respondent Lawyers(s): Michael Myers
Arbitrator(s): Melinda G. Jayson
Hearing Site: Dallas, TX
|  | $0 |
| 07-01131 | 05/21/2008 | Claimant(s): Betty Taylor
Claimant Lawyers(s): Shauna J. Wright
Respondent(s): Brookstreet Securities Corporation
Respondent Lawyers(s): H. Thomas Fehn
Arbitrator(s): R. Dan Mitchell, Daniel A. Kile, Robert J. Gregory
Hearing Site: Dallas, TX
| | $1,400,000 |
| 07-02583 | 05/20/2008 | Claimant(s): Christopher and Yvonne Spain
Claimant Lawyers(s): Yvonne Spain
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Joseph J. Ligi
Hearing Site: Dallas, TX
| | $75 |
| 05-05915 | 05/16/2008 | Claimant(s): J. Homer and Cynthia A. Daniels
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Charles Davis
Respondent Lawyers(s): Charles Dwain Davis
Arbitrator(s): Alice A. Waters, Joseph J. Ligi, W. Donald Parr
Hearing Site: Dallas, TX
| | $134,075 |
| 07-01075 | 04/22/2008 | Claimant(s): Mark Mills
Claimant Lawyers(s): John R. Fahy
Respondent(s): Charles Gallamore, Southwest Texas Capital, L.L.C
Respondent Lawyers(s): Phillip W. Offill
Arbitrator(s): George F. Longino, Russell H Hairston, Robert R. Marquardt
Hearing Site: Dallas, TX
| | |
| 06-02570 | 04/18/2008 | Claimant(s): Prudential Equity Group
Claimant Lawyers(s): Erin A. Rowin
Respondent(s): Chad Johnson
Respondent Lawyers(s): Chad J. Johnson
Arbitrator(s): Charles E. Martin
Hearing Site: Dallas, TX
| | |
| 07-01705 | 04/18/2008 | Claimant(s): Larry Scallons and Bess Scallons
Claimant Lawyers(s): John M. Gillis
Respondent(s): Stacie Clark, The GMS Group
Respondent Lawyers(s): Jennifer Woods Burke
Arbitrator(s): Charles A. Joplin
Hearing Site: Dallas, TX
| | $0 |
| 07-00471 | 04/17/2008 | Claimant(s): Tammy Mays and Cindy Mays
Claimant Lawyers(s): Bryan T. Forman
Respondent(s): Brent Lemons
Respondent Lawyers(s): Brent Lemons
Arbitrator(s): Phillip Lee Scheldt, Henry Hermann, Joseph G. Werner
Hearing Site: Dallas, TX
| | $1,318,000 |
| 03-00161 | 04/09/2008 | Claimant(s): W. Dal and Peggy J. Berry
Claimant Lawyers(s): Jakes Jordaan
Respondent(s): David Komansky, Deepak Raj, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Betty Santangelo, Joel R. Sharp
Arbitrator(s): William Cavalier, James A. Hayden, Mark L. Williams
Hearing Site: Dallas, TX
| | $0 |
| 06-04074 | 03/28/2008 | Claimant(s): Charles B., and Denise P. Lee
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): John Moseley, Raymond James Financial Services.
Respondent Lawyers(s): Erin Linehan
Arbitrator(s): Phillip Lee Scheldt, W. Donald Parr, James Douglas Haigh
Hearing Site: Dallas, TX
| | $225,375 |
