| 22-00136 | 07/22/2022 | Claimant(s): Zachary Pannell
Claimant Lawyers(s): Zachary Pannell
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Jennifer A. Stevens
Arbitrator(s): Karen Roberts Washington
Hearing Site: Dallas, TX
|  | $0 |
| 22-00432 | 07/07/2022 | Claimant(s): Jonathan Foster
Claimant Lawyers(s): Jonathan Frederick Foster
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Stacey N. Schmidt
Arbitrator(s): Douglas Wade Carvell
Hearing Site: Dallas, TX
| | |
| 21-01204 | 06/16/2022 | Claimant(s): William Stockum
Claimant Lawyers(s): David I Hantman
Respondent(s): Morgan Stanley, UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey P. Palmer, Omar Perez
Arbitrator(s): Louis J. Weber
Hearing Site: Dallas, TX
| | |
| 22-00115 | 06/16/2022 | Claimant(s): Gary Brown
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Joseph Stone Capital L.L.C.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Joseph A. Vicario, Eric Ross Cromartie, Ye Whei Peter Chen
Hearing Site: Dallas, TX
| | Dismissed by Rule 12206 |
| 16-02214 | 06/14/2022 | Claimant(s): David Barnes
Claimant Lawyers(s): Rogge Dunn
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): R Theodore Moock, Karen Roberts Washington, Lawrence R. Maxwell
Hearing Site: Dallas, TX
| | |
| 21-02315 | 06/09/2022 | Claimant(s): Emily Eisenhauer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Justin E. Condit
Arbitrator(s): Mark L. Williams
Hearing Site: Dallas, TX
| | |
| 22-00679 | 06/09/2022 | Claimant(s): Andrew Oconnell, Brant Ferguson, Cory Durham
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
| | |
| 21-02521 | 06/01/2022 | Claimant(s): Michael Awosemusi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Dineo Coleman Gary
Hearing Site: Dallas, TX
| | |
| 21-01209 | 05/19/2022 | Claimant(s): Rhyan Young
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Emma M. Tomsick
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
| | |
| 20-01548 | 05/13/2022 | Claimant(s): The JZ Family Trust U/A DTD 01/30/2013
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ronak V. Patel
Arbitrator(s): Lawrence R. Maxwell, Robert L Williamson, Ross B. Russell
Hearing Site: Dallas, TX
| | Expungement |
