11-00489 | 07/19/2012 | Claimant(s): Shirley Baer Claimant Lawyers(s): Barry R. Lax Respondent(s): Hemant Singh, Financial Network Investment C Respondent Lawyers(s): Barry R. Temkin, Matthew Tracy Arbitrator(s): David Finnegan, Robert G. O'Brien, Peter C. Salerno Hearing Site: New York, NY
| | Expungement |
10-02584 | 04/25/2012 | Claimant(s): Karabi Sinha Claimant Lawyers(s): Barry R. Lax Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Daniel R. Korb Arbitrator(s): Cynthia H. Plishtin, Robert E. Anderson, Joan Marie Chiusano Hearing Site: Newark, NJ
| | $154,479 |
09-06762 | 06/23/2011 | Claimant(s): Harriet Baker, John Baker, Natalie Baker Claimant Lawyers(s): Barry R. Lax Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Nathan T. Alexander Arbitrator(s): Bernard A. Friedman, Bernard Korman, James Sloan Altschul Hearing Site: New York, NY
| | $880,000 |
09-02547 | 05/20/2010 | Claimant(s): Ari Bayme Claimant Lawyers(s): Barry R. Lax Respondent(s): Milbank Roy Securities Respondent Lawyers(s): E. Michael Bradley Arbitrator(s): Sheldon Curtis, Lowell D. Johnston, Abigail J. Pessen Hearing Site: New York, NY
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08-00123 | 04/16/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): J. Michael Riordan Respondent(s): Joseph Delaura Respondent Lawyers(s): Barry R. Lax Arbitrator(s): Douglas John Baumann, Norman Kass, Robert Alan Mayer Hearing Site: Newark, NJ
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08-00344 | 04/16/2009 | Claimant(s): Joseph Delaura Claimant Lawyers(s): Barry R. Lax Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Kenneth O'Connor Arbitrator(s): Hearing Site: Newark, NJ
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07-00148 | 04/23/2008 | Claimant(s): JT Builders, Joseph Toboni and Mary Toboni Claimant Lawyers(s): David E. Robbins Respondent(s): Milestone Financial Services Respondent Lawyers(s): Barry R. Lax Arbitrator(s): Steven M. Sherman, Darryl J. Horowitt, Steven K. McGinnis Hearing Site: San Francisco, CA
| | $0 |