| 06-04860 | 12/11/2007 | Claimant(s): Roma Senyk
Claimant Lawyers(s): Dominic Silvestri
Respondent(s): Mary Mada, Robert Uhr, Stuart Burchard, Broad Street Securities.
Respondent Lawyers(s): David Hirschberg, Robert A. Uhr
Arbitrator(s): Suzanne H Slick, Margaret A. Costello, Edward A. Porter
Hearing Site: Detroit, MI
|  | $41,473 |
| 06-00693 | 11/30/2007 | Claimant(s): David Brus, Thomas Olsson
Claimant Lawyers(s): William M. Azkoul
Respondent(s): LaSalle Financial Services.
Respondent Lawyers(s): Stephen P. Bedell
Arbitrator(s): John A. Hubbard, Norman A. Samson, Miles D. Hart
Hearing Site: Detroit, MI
| | |
| 06-04714 | 11/01/2007 | Claimant(s): Allen Green, Donald Teboe, William Wright, A. Green Financial Group.
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Robert Cargin, Regis Securities Corporation
Respondent Lawyers(s): Robert K. Cargin
Arbitrator(s): Harvey Frank, Kenneth J. Safran, Patrick A. Guentner
Hearing Site: Detroit, MI
| | |
| 07-00802 | 10/29/2007 | Claimant(s): Michelle Faranso, Nicholas Faranso
Claimant Lawyers(s): Richard R. Scarfone
Respondent(s): Anmar Sarafa, Steward Capital Management
Respondent Lawyers(s): Dennis Egan
Arbitrator(s): Jerome D. Sobczak, Roland L. Olzark, Stephen T. Falzone
Hearing Site: Detroit, MI
| | $0 |
| 07-01805 | 10/25/2007 | Claimant(s): H.D. Vest Investment Securities.
Claimant Lawyers(s): Thomas F. Kopshever
Respondent(s): Charles Van Dyke, Van Dyke Family Trust
Respondent Lawyers(s): Charles R. Van Dyke
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | $0 |
| 05-06038 | 09/24/2007 | Claimant(s): Christopher Glaub
Claimant Lawyers(s): James C. Steffl
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Lauryn J. Hart
Arbitrator(s): Edward Rosenbaum, Allan G. Vagstad, Lee Hornberger
Hearing Site: Detroit, MI
| | $0 |
| 06-04581 | 09/05/2007 | Claimant(s): Donald Wisner
Claimant Lawyers(s): Brian J. Masternak
Respondent(s): Ahmad Wares, EKN Financial Services.
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Barry Goldman, Raymond J. Sterling, Conrad W. Koski
Hearing Site: Detroit, MI
| | $0 |
| 05-06404 | 08/28/2007 | Claimant(s): Richard M., and Sandra J. Pierzynski
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Patrick Drouillard, Hantz Financial Services.
Respondent Lawyers(s): Bradley J. Schram
Arbitrator(s): Harvey Frank, Benjamin A. Kerner, William David Jaeger
Hearing Site: Detroit, MI
| | Stipulated Award and Expungement |
| 07-00818 | 08/22/2007 | Claimant(s): David Sepanik, Mary Sepanik
Claimant Lawyers(s): David Edward Sepanik, Mary Ann Sepanik
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Stewart C.W. Weiner
Hearing Site: Detroit, MI
| | $325 |
| 06-03551 | 08/17/2007 | Claimant(s): Amy Bakowski
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Broad Street Securities., Leonard & Company, McClellan Capital
Respondent Lawyers(s): David A. Sebastian, Stephen B. Wexler, The Company President
Arbitrator(s): Norman A. Samson, Mark Scarr, Lee Hornberger
Hearing Site: Detroit, MI
| | $0 |
