| 18-02074 | 10/29/2018 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Miles D. Hart
Respondent(s): John Leonard
Respondent Lawyers(s): John Bradford Leonard
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
| | |
| 18-00175 | 10/23/2018 | Claimant(s): Jeffrey Fratarcangeli
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): William C. Kubicz, Robert J. Scafuri, Patrick R. Sughroue
Hearing Site: Detroit, MI
| | |
| 16-02521 | 10/23/2018 | Claimant(s): Richard M. Weir Declaration of Trust
Claimant Lawyers(s): Charles E. Murphy
Respondent(s): Carl Gill, Wendy Weir-Beecher, Asset Preservation Capital, Ltd
Respondent Lawyers(s): Charles E. Murphy, John A. Hubbard
Arbitrator(s): Patrick R. Sughroue, Michael J. Meeusen, Seth H. Barsky
Hearing Site: Detroit, MI
|  | Expungement |
| 16-03331 | 10/17/2018 | Claimant(s): Adrienne Urban, David Urban
Claimant Lawyers(s): Brian M. Andrew
Respondent(s): Euro Pacific Capital.
Respondent Lawyers(s): Peter Chema
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
| | Expungement |
| 17-03499 | 09/10/2018 | Claimant(s): Kevin Nast
Claimant Lawyers(s): Eric Litow
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): Adam M. Wenner
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
| | |
| 18-00401 | 09/10/2018 | Claimant(s): Bruce Ballard
Claimant Lawyers(s): Michael Bessette
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Todd A. Holeman
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
| | |
| 18-00420 | 08/16/2018 | Claimant(s): Ameriprise Financial Services
Claimant Lawyers(s): Miles D. Hart
Respondent(s): Frederick Miller
Respondent Lawyers(s): Frederick Michael Miller
Arbitrator(s): Martin Brosnan
Hearing Site: Detroit, MI
| | |
| 18-00490 | 08/16/2018 | Claimant(s): HD Vest Investment Services
Claimant Lawyers(s): Paul S. Magy
Respondent(s): Brian Royster
Respondent Lawyers(s): Brian Lamont Royster
Arbitrator(s): William Joseph Caprathe
Hearing Site: Detroit, MI
| | |
| 18-01265 | 08/15/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Jeffrey Johnson
Respondent Lawyers(s): Jeffrey Michael Johnson
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | |
| 18-00244 | 08/10/2018 | Claimant(s): Mykel Barnes
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Ameriprise Financial Services, Fifth Third Securities.
Respondent Lawyers(s): Allan S. Rubin, Howard M. Klausmeier
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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