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FINRA Awards for David Lerner Associates.

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Displaying 31-40 out of 65 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0131606/17/2019Claimant(s): Israel Sporn
Claimant Lawyers(s): James P Galvin
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Ruthann Granito
Arbitrator(s): Laura Carraher, Michele S. Riley, Phillip Weitzman
Hearing Site: New York, NY
Checkmark IconExpungement
15-0244301/29/2019Claimant(s): David Lerner Associates.
Claimant Lawyers(s): Gene L. Small
Respondent(s): Charles Margiasso, Daniel Burns, Edward Finocchiaro, Wells Fargo Advisors, Joseph Lafferty, Loreto Testani, Martin Weiss, Michael Rosen, Mitchell Fischer, Timothy Cheriaparampil
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Fred S. Pieroni, Francis Carling, Charles Norman Weinberg
Hearing Site: New York, NY
16-0105910/13/2017Claimant(s): Charles Sabbio and Ann Sabbio
Claimant Lawyers(s): Anthony Varbero
Respondent(s): David Lerner Associates., Robert Cavanagh
Respondent Lawyers(s): Ruthann Granito
Arbitrator(s): Sandra J. Mullings, Cheryl Feldman, Elisse R. Stern
Hearing Site: New York, NY
Checkmark Icon$205,497
15-0327010/11/2017Claimant(s): Estate of Antoinette Peloso
Claimant Lawyers(s): Jeffrey Hellman
Respondent(s): David Lerner Associates., David Beckerman
Respondent Lawyers(s): Eugene Small
Arbitrator(s): James T. Carney, Rosemary Christina Crawford, Mary Kathleen Mackey
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
15-0285503/24/2017Claimant(s): Elyse Spialter, Howard Spialter
Claimant Lawyers(s): Peter S. Pearlman
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Linda J. Baer, Neal D. Baker
Hearing Site: Newark, NJ
Checkmark Icon$19,478
14-0089712/20/2016Claimant(s): David Lerner Associates.
Claimant Lawyers(s): Eugene Small
Respondent(s): Edward Kovac, Kenneth Kaufman, Mark Varon, Patrick Pilla, Paul Hashim, Paul Triano, Robert Maiorano, Metlife Securities Inc.
Respondent Lawyers(s): Joseph C. O'Keefe
Arbitrator(s): Michael H. DuBoff, Alida D. Camp, Frank Steven London
Hearing Site: New York, NY
14-0297510/18/2016Claimant(s): Richard Epstein
Claimant Lawyers(s): Jeffrey A. Sellers
Respondent(s): David Lerner Associates., David Lerner, Gary Isler
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Michael Fischetti, Robert E. Anderson, Scott M. Pellegrino
Hearing Site: Newark, NJ
Checkmark IconExpungement
16-0101709/30/2016Claimant(s): Daniel Ross
Claimant Lawyers(s): Scott L. Silver
Respondent(s): David Lerner Associates., Stefans Zaffuto
Respondent Lawyers(s): Joseph C. Pickard, Stefans Joseph Zaffuto
Arbitrator(s): Anthony Michael Sabino
Hearing Site: New York, NY
Checkmark Icon$300
16-0032408/24/2016Claimant(s): Helen Sylvester
Claimant Lawyers(s): Helen Sylvester
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Joseph C. Pickard
Arbitrator(s): John Daly
Hearing Site: New York, NY
Checkmark Icon$0
15-0331107/01/2016Claimant(s): Steven Sormani
Claimant Lawyers(s): Trae D. Meyr
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Charles L. Henderson, David I. Goldblatt, Brooks White
Hearing Site: New York, NY

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