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FINRA Awards for Carl E. Ver Beek

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Displaying 21-30 out of 32 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0101602/02/2021Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Detroit, MI
19-0356607/15/2020Claimant(s): Todd Praschan
Claimant Lawyers(s): Jessica Calloway
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Kerry A. Burns
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Detroit, MI
19-0203103/17/2020Claimant(s): Kurt Zipp
Claimant Lawyers(s): Kurt W. Zipp
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Lindsay E. Wuller
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Milwaukee, WI
19-0043210/09/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Jeremy Mandler
Respondent Lawyers(s): Jeremy Scott Mandler
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Minneapolis, MN
18-0011305/02/2019Claimant(s): Paul Doetsch
Claimant Lawyers(s): Walter L. Baumgardner
Respondent(s): Judith Villarreal, Raymond Pett
Respondent Lawyers(s): Mohamed Awan
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Detroit, MI
Checkmark IconExpungement
17-0221701/15/2019Claimant(s): Jordan Chirico
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Dennis M. Selby, Carl E. Ver Beek, Matthew James Kearney
Hearing Site: Milwaukee, WI
17-0246508/13/2018Claimant(s): Gregory VanWinkle
Claimant Lawyers(s): Alan Wolper
Respondent(s): IFS Securities.
Respondent Lawyers(s): Alexy McKenzie
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Indianapolis, IN
14-0354512/12/2016Claimant(s): Bruce Dixon, Eric Bergmann, Marla Dixon
Claimant Lawyers(s): David H. Jarvis
Respondent(s): Jerome Rydell, Wayne Pirmann, Sigma Financial Corporation
Respondent Lawyers(s): Jonathan M. Sterling, Wayne Pirmann
Arbitrator(s): Stephen D Kursman, Lee Hornberger, Carl E. Ver Beek
Hearing Site: Detroit, MI
Checkmark IconExpungement
16-0120309/29/2016Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Drew Romeo
Respondent Lawyers(s): Drew Anthony Romeo
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Detroit, MI
14-0062002/09/2016Claimant(s): Mike Thompson
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Michael DeFelice
Respondent Lawyers(s): Michael DeFelice
Arbitrator(s): Martin Brosnan, Benjamin A. Kerner, Carl E. Ver Beek
Hearing Site: Detroit, MI
Checkmark IconExpungement

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