16-00858 | 01/19/2017 | Claimant(s): Michael Banjany Claimant Lawyers(s): Michael Banjany Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Joan L. Rosenstock Arbitrator(s): Elizabeth Gilbert, Barbara Bordeman Kearney, Sheryl E. Elias Hearing Site: New York, NY
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14-01476 | 04/25/2016 | Claimant(s): Ilan Preis Claimant Lawyers(s): Ilan Preis Respondent(s): Avi Jankelovits, Blair Nelson, Christopher Alexis, Citigroup Global Markets., Robert Papaleo Respondent Lawyers(s): Joseph Baumgarten Arbitrator(s): Kenneth L. Stewart, Elizabeth Gilbert, Michael S. Perinelli Hearing Site: New York, NY
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14-01487 | 10/08/2014 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): James L. Komie Respondent(s): Respondent Lawyers(s): Arbitrator(s): Elizabeth Gilbert Hearing Site: New York, NY
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13-01196 | 12/16/2013 | Claimant(s): Joseph Vencil Claimant Lawyers(s): Joseph William Vencil Respondent(s): Lampert Capital Markets Inc. Respondent Lawyers(s): Harry W. Lipman Arbitrator(s): Elizabeth Gilbert Hearing Site: New York, NY
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11-02754 | 09/04/2013 | Claimant(s): Edward Horvath, Pamela Horvath Claimant Lawyers(s): Adam J. Gana Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David G. Smitham Arbitrator(s): Irwin Kahn, Elizabeth Gilbert, Mitchell Jay Bayer Hearing Site: New York, NY
| | Expungement |
10-00992 | 10/24/2012 | Claimant(s): Brigette Roberts Claimant Lawyers(s): Bryan T. Mohler Respondent(s): Pascal Besman, ThinkEquity Partners Respondent Lawyers(s): Douglas Pick Arbitrator(s): Elizabeth Gilbert, Sherri L. Hughes, Marianne C. Hussey Hearing Site: New York, NY
| | $1,475,000 |
11-04587 | 09/07/2012 | Claimant(s): Marvin Rotman Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Peter Ferrara, Rockwell Global Capital LLC Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Elizabeth Gilbert Hearing Site: New York, NY
| | $25,000 |
09-00715 | 04/11/2012 | Claimant(s): Gary and Gail Whitener Claimant Lawyers(s): James A. Dunlap Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Ryan R. Baker Arbitrator(s): Elizabeth Gilbert, Christine Moore, Clifford Matthew Olson Hearing Site: New Orleans, LA
| | $0 |
10-05354 | 12/15/2011 | Claimant(s): Michael Subrizi Claimant Lawyers(s): Michael Subrizi Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Alun W. Griffiths Arbitrator(s): Elizabeth Gilbert, Ellyn S. Roth, Alan Gradzki Hearing Site: New York, NY
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08-02649 | 08/25/2010 | Claimant(s): Rosenow I Limited Partnership Claimant Lawyers(s): Neil B. Solomon Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Jeffrey L. Friedman Arbitrator(s): Elizabeth Gilbert, Michael Jaffe, Linda B. Meltzer Hearing Site: New York, NY
| | $0 |