Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-02375 | 02/19/2014 | Claimant(s): Doris Parsons, Est. of William J. Parsons by Doris N. P Claimant Lawyers(s): Curtis E. Pew Respondent(s): Wells Fargo Advisors, Virginia Bunton Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Michael J. Henke Hearing Site: Raleigh, NC |  | $34,982 |
| 12-02163 | 11/22/2013 | Claimant(s): Mary Kunar Claimant Lawyers(s): Douglas A. Kutsko Respondent(s): Wells Fargo Advisors, Philip Kousaie, Thomas Hall Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Jeffrey M. Bain Hearing Site: Cleveland, OH | | Expungement |
| 13-00034 | 11/06/2013 | Claimant(s): James Shannon Claimant Lawyers(s): Richard M. Gelb Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Robert Volk, Arthur J. Giacomarra, Arnold M. Marrow Hearing Site: Boston, MA | | $300 |
| 12-00680 | 08/21/2013 | Claimant(s): Patricia Santacroce Claimant Lawyers(s): Adam Gana Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Sean Alan D'Amico Hearing Site: Hartford, CT | | Expungement |
| 13-00233 | 07/08/2013 | Claimant(s): Matthew Mcfarland Claimant Lawyers(s): Michael B. Cosentino Respondent(s): Prudential Securities Incorporation Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Nancy E. Watters Hearing Site: Boston, MA | ||
| 12-03061 | 05/15/2013 | Claimant(s): Robert L. Timken Claimant Lawyers(s): Robert L. Timken Respondent(s): Wells Fargo Advisors, Lucas Glass Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Paul Lansing Hearing Site: St. Louis, MO | | $0 |
| 12-00515 | 12/27/2012 | Claimant(s): Joel Steinman Claimant Lawyers(s): Joel Steinman Respondent(s): Wells Fargo Advisors, SunAmerica Annuity and Life Insurance Co Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | | $15,786 |
| 10-05616 | 05/15/2012 | Claimant(s): Susan Blickman Claimant Lawyers(s): John Daniels Respondent(s): Wells Fargo Advisors, John Compton Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Linda T. Pellegrino, Alan Shaw, Sandralin J. Kiss Hearing Site: Newark, NJ | | Expungement |
| 11-02927 | 03/23/2012 | Claimant(s): Philip Paul Claimant Lawyers(s): Philip Craig Paul Respondent(s): Wachovia Securities Inc., Sam Macaluso Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Joseph R. Soraghan Hearing Site: St. Louis, MO | | Expungement |
| 11-00135 | 06/29/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Michael Naccarato Respondent(s): Laurence Debord Respondent Lawyers(s): Laurence J. Debord Arbitrator(s): Lee H. Goodman Hearing Site: Chicago, IL |