| 19-03119 | 01/05/2022 | Claimant(s): Daniel Schreiner
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Ameriprise Financial Services, Stephen Ross
Respondent Lawyers(s): Jeffrey L. Rudd, Julie Fleming-Wolfe
Arbitrator(s): Michael S. Jordan, Susan L. Walker, William John Lillwitz
Hearing Site: Chicago, IL
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| 20-02804 | 09/24/2021 | Claimant(s): Jon and Christine Sipe JTWROS
Claimant Lawyers(s): David B. Vermont
Respondent(s): Anastasios Belesis, Nathalo Menendez
Respondent Lawyers(s): Anastasios P. Belesis, Nathalo Ian Menendez
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
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| 20-02588 | 05/07/2021 | Claimant(s): Michael Nolan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Allstate Financial Services
Respondent Lawyers(s): Jennifer Novoselsky
Arbitrator(s): Susan L. Walker
Hearing Site: St. Louis, MO
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| 20-02937 | 04/07/2021 | Claimant(s): Eric Wegner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Sigma Financial Corporation
Respondent Lawyers(s): Randolph F. Pistor
Arbitrator(s): Susan L. Walker
Hearing Site: Minneapolis, MN
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| 20-01088 | 12/04/2020 | Claimant(s): Marc Minor
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): James Noblett
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
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| 20-00975 | 11/29/2020 | Claimant(s): Debra Kuper
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Susan L. Walker
Hearing Site: Minneapolis, MN
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| 20-01094 | 11/18/2020 | Claimant(s): Eric Brown
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Trevor Brown
Arbitrator(s): Susan L. Walker
Hearing Site: Milwaukee, WI
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| 20-01631 | 11/17/2020 | Claimant(s): Anne Sapienza
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Susan L. Walker
Hearing Site: Milwaukee, WI
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| 19-03165 | 11/09/2020 | Claimant(s): Christopher Prassas
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pershing LLC, Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein, Joan Schwartz
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
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| 18-03204 | 10/22/2020 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Jackson Stewart, Mark Obrzut, Nathan Shields, Raymond, James & Associates.
Respondent Lawyers(s): Jeff Csercsevits
Arbitrator(s): Susan L. Walker, Eugene G. Ziobron, Laurel Robin Klapper Gilchrist
Hearing Site: Indianapolis, IN
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