| 14-00743 | 07/15/2015 | Claimant(s): Scott Zodin
Claimant Lawyers(s): Geoffrey D. Weisbart
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Malcolm Edwin Whittaker, Gary L. Foose, Phillip M. Renfro
Hearing Site: Houston, TX
| | |
| 14-02207 | 07/15/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Laura J. Starr
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Monroe Mitchel, Michael D Felton, John H. Claudy
Hearing Site: Boca Raton, FL
| | |
| 13-03042 | 07/14/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): David Berman
Respondent Lawyers(s): H Thomas Fehn
Arbitrator(s): Theresa Y. Hu, Robert B. Hansohn, W. Alex King
Hearing Site: Los Angeles, CA
| | |
| 14-00472 | 07/07/2015 | Claimant(s): Kathleen Olivari
Claimant Lawyers(s): Ernest Sasso
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joe Gehring
Arbitrator(s): Faye Riva Cohen, James M. Rhodes, Laura A. Kaster
Hearing Site: Philadelphia, PA
| | |
| 14-01821 | 07/01/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Mark Primrose
Respondent Lawyers(s): Mark Primrose
Arbitrator(s): James A. Lundberg
Hearing Site: Des Moines, IA
| | |
| 14-01864 | 07/01/2015 | Claimant(s): Laura Danielle Kornhauser Holding Trust, Michelle Mary Kornhauser Holding Trust I, Paul Michael Kornhauser Holding Trust I
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Michael Fischetti, Veronica Ann Williams, Christopher Jude Henwood
Hearing Site: Newark, NJ
|  | $150,000 |
| 14-03669 | 06/24/2015 | Claimant(s): Richard Koerner
Claimant Lawyers(s): Richard J. Koerner
Respondent(s): Douglas Ingham, Morgan Stanley
Respondent Lawyers(s): Christine A. Kendrick, Lesley V. Tepper
Arbitrator(s): Arocles Aguilar
Hearing Site: Honolulu, HI
| | $300 |
| 15-00105 | 06/18/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Michael Lauer
Respondent Lawyers(s): Michael Harris Lauer
Arbitrator(s): Sterling N. Frost
Hearing Site: San Francisco, CA
| | |
| 14-01198 | 06/17/2015 | Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s): Clarence Frisbee
Respondent Lawyers(s): Lowell N. Hawkes
Arbitrator(s): Thomas R. Dreiling, Diane Kelley Golbeck, Linda M. Edwards
Hearing Site: Helena, MT
| | |
| 14-02562 | 06/16/2015 | Claimant(s): Janet Muto
Claimant Lawyers(s): Janet A. Muto
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
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